Job Summary
We are seeking a highly motivated and detail-oriented legal professional with 6–7 years of experience in the NBFC/BFSI sector to join our compliance management team. The role involves advising clients on regulatory compliance, monitoring legal risks, and ensuring adherence to applicable financial laws and regulations.
Key Responsibilities
-
Interpret and implement regulatory requirements issued by authorities such as RBI, SEBI, and other financial regulators.
-
Develop and manage compliance checklists, calendars, and risk assessment frameworks for clients.
-
Monitor regulatory updates and assess their impact on business operations and client compliance requirements.
-
Provide legal and regulatory advisory to clients in the NBFC/BFSI sector on applicable laws, guidelines, and circulars.
-
Support in implementation of compliance management systems and tools.
-
Conduct compliance audits and gap assessments for NBFCs and financial institutions.
-
Liaise with internal stakeholders and clients to ensure timely compliance and closure of action items.
-
Contribute to knowledge management, training content, and thought leadership initiatives.
Key Skills & Competencies
-
Strong understanding of NBFC regulations, financial laws, and compliance frameworks.
-
Familiarity with RBI regulations, Companies Act, FEMA, and other relevant financial legislations.
-
Ability to manage multiple clients and assignments simultaneously.
-
Strong stakeholder management and communication skills.
-
Detail-oriented with a proactive and solution-driven approach.
Qualification: LL.B. / LL.M. from a recognized university.
Location: Kolkata
Experience: 6–7 Years
