Job Purpose
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Ensuring smooth completion of Annual SEBI Inspection
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Overseeing IPF related processes and activities
Responsibilities
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Agenda and related preparation for Board Committee meetings.
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Execution of activities pertaining to SEBI Inspection, coordination with
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SEBI team, understanding the questionnaire, getting in touch with relevant teams for responses and ensuring comprehensive and timely response to the Regulator.
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Coordinate the internal audit programme acting as liaison between Internal Audit and Leadership Team to ensure comprehensive audit coverage, meeting of timelines, recording of and monitoring progress.
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Overseeing IPF related processes and activities
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Ad hoc responsibilities in related areas assigned from time to time
Preferred Profile: -
Functional Competencies required
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Knowledge and understanding of Exchange ecosystem and operations
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Ability to extract computerized and manual data.
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Ability to perform accounting/ audit research, analyse data and summarize findings in a professional written form.
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Understanding of current accounting and audit principles, policies and internal controls.
Educational Qualification
MBA Finance from a reputed Institute / Chartered Accountant
Experience
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6 to 8 years of relevant work experience preferably from Stock Exchange/Broking industry having experience in managing Audit functions in well-established and recognized Exchange/Firm
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Knowledge and understanding of Exchange ecosystem and operations
Skills Required
Effective interpersonal verbal and written communication skills
Good analytical, judgmental and interpretative skills
Data gathering and interpretation skills
Effective time management
