Job Description: Compliance Executive – Regulatory Compliance
Position: Compliance Executive – Regulatory
Location: Saki Naka Andheri East
Department: Compliance
Reports To: Compliance Manager / Head of Compliance
Job Summary
We are looking for a Compliance Executive to ensure that the organization complies with applicable regulatory requirements, internal policies, and industry standards. The candidate will support compliance monitoring, regulatory reporting, audits, risk assessments, and policy implementation.
Key Responsibilities
- Monitor and ensure compliance with regulatory guidelines and legal requirements.
- Review and update compliance policies, procedures, and controls.
- Conduct compliance checks and maintain regulatory documentation.
- Assist in preparing and submitting regulatory reports to authorities.
- Track regulatory changes and assess their impact on business operations.
- Support internal and external audits, inspections, and compliance reviews.
- Investigate compliance issues and recommend corrective actions.
- Maintain records of compliance activities, incidents, and resolutions.
- Coordinate with internal stakeholders to ensure adherence to compliance standards.
- Provide compliance awareness and training to employees when required.
Required Qualifications
- Graduate/Postgraduate in Commerce, Finance, Business Administration, Law, or a related field.
- 2–4 years of experience in Regulatory Compliance, Risk Management, Audit, or Governance.
- Knowledge of regulatory frameworks and compliance requirements.
- Strong understanding of documentation, reporting, and regulatory processes.
- Proficiency in MS Office (Excel, Word, PowerPoint).
Skills Required
- Excellent analytical and problem-solving skills.
- Strong attention to detail and accuracy.
- Good communication and stakeholder management skills.
- Ability to interpret regulations and implement compliance measures.
- Strong organizational and documentation skills.
Preferred Experience
- Experience in Banking, Financial Services, NBFC, Insurance, or Corporate Compliance.
- Exposure to RBI, SEBI, AML/KYC, Data Privacy, or other regulatory requirements.
Key Competencies
- Regulatory Compliance
- Risk Assessment
- Policy Review & Implementation
- Audit Coordination
- Documentation & Reporting
- Stakeholder Management
- Regulatory Research & Monitoring
Experience: 2–4 Years
Employment Type: Full-Time
CTC: As per company standards and candidate experience.
Pay: ₹18,000.00 - ₹26,000.00 per month
Benefits:
Work Location: In person
