We are recruiting Risk and Compliance officer for a leading proprietary trading firm. The Risk and Compliance Officer will be responsible for developing, implementing, and monitoring risk management and compliance programs across the organization. The ideal candidate will ensure that the company complies with legal standards and internal policies, while proactively identifying potential risks and mitigating them.
The role is responsible for empowering operational risk functions, including due diligence best practices to enact and implement improvements upon the risk management structure.
Key Responsibilities:
- Overseeing daily operations of the exchange and ensuring smooth trading processes
- Managing analysts, and support staff
- Developing and implementing operational policies and procedures to ensure efficiency and compliance with regulations
- Monitoring trading activities and transactions to detect irregularities or fraudulent activities
- Preparing and presenting operational reports to senior management
- Staying updated on market trends, financial regulations, and new operational strategies
- Maintaining a safe and secure work environment by establishing, following, and enforcing standards and procedures
- Conducting risk assessments and implementing risk management strategies
- Develop, review, and update compliance policies and procedures in accordance with regulatory requirements.
- Conduct risk assessments and audits to identify vulnerabilities within the organization.
- Provide training and awareness programs on compliance and risk management.
- Maintain documentation of compliance activities and risk assessments.
Experience and Qualifications
- Industry Experience: Mandatory 3–5 years of experience within the Proprietary Trading industry.
- Candidates without direct prop firm experience will not be considered.
- Technical Mastery: Strong understanding of prop firm account structures, trading platforms, including ( Match trader, MT4/MT5, DxTrade ) and risk exposure metrics.
- Operational Background: Proven experience in managing or overseeing account management teams in a high-pressure, structured environment.
Pay: ₹25,000.00 - ₹32,000.00 per month
Application Question(s):
- Proven experience in managing or overseeing account management teams in a high-pressure, structured environment
- Do you have Strong understanding of prop firm account structures, trading platforms, including ( Match trader, MT4/MT5, DxTrade ) and risk exposure metrics?
Experience:
- Proprietary Trading industry: 3 years (Required)
Work Location: Remote
