CDSL invites applications from accomplished professionals for the position of Chief Regulatory Officer & Compliance Officer (CRO & CO). The CRO & CO will provide strategic leadership for regulatory compliance, surveillance and monitoring of intermediaries, and investor protection, while supporting CDSL’s public interest responsibilities and alignment with applicable SEBI regulations.
- Lead CDSL’s regulatory compliance and admission of constituent’s functions in line with SEBI regulations and MII governance expectations.
- Oversee surveillance, supervisory and inspection mechanisms for intermediaries, to ensure timely prevention and detection of non-compliance. Lead technology-enabled improvements in compliance, monitoring, surveillance, and reporting systems to enhance resilience, transparency, and operational effectiveness.
- Strengthen investor protection frameworks, grievance resolution processes, and stakeholder confidence through transparent and efficient monitoring mechanism. Support the Governing Board and relevant committees with regulatory insights, governance inputs, and periodic reporting.
- Drive engagement with Regulators for policy formulation and closure of audit, inspection, and regulatory observations. Discharge the role of Compliance Officer of CDSL under SEBI (Depositories and Participants) Regulations, 2018.
- Support the Governing Board, MD, ED and integrate regulatory priorities into the company's overall strategic planning, build and mentor high-performing teams aligned with CDSL’s values, governance standards, and public interest mandate.
Educational Qualification
Master’s degree in law, Finance, Economics, Business Administration, Commerce, or related disciplines from a reputed institution. Professional qualifications such as CA, CS, CFA, FRM, MBA, or equivalent will be preferred.
Minimum 20 years of experience in regulatory, compliance, legal, supervision, or related functions within capital markets, banking, depositories, exchanges, clearing corporations, or other regulated institutions. At least 5 years in a leadership role. Strong understanding of SEBI regulations, governance frameworks, market infrastructure operations, investor grievance mechanisms, and risk oversight. Experience with MIIs will be preferred.
- High standards of integrity, accountability, and professionalism.
- Strong strategic mindset with regulatory judgement, governance orientation, and risk awareness.
- Ability to balance regulatory discipline with operational practicality and public interest responsibilities.
- Strong stakeholder management, communication, and people leadership capabilities.
Apply to:
Subject Line: Application for Chief Regulatory Officer & Compliance Officer (CRO & CO)
Email ID: [email protected]
Age & Nationality: Age Less than 55 years on 1st June 2026 (Indian Citizens only) may apply.
Location: Mumbai
Reporting to: Executive Director
Applicants must meet the eligibility criteria prescribed under applicable SEBI regulations, the Companies Act, 2013, and other applicable laws, rules, and regulatory requirements as amended from time to time.
Application Process
- All applications will be treated with strict confidentiality.
- Interested candidates are requested to send their detailed CV and cover letter, clearly indicating the position applied for.
Last Date of Application:15th July 2026
