Intersted can share resume on 8689873784
Experience: 1–2 Years
Qualification
- Graduate/ Post Graduate/Semi Qualified Drop Out (Internal Audit- AIF/PMS/Wealth Management Industry)
- Candidates with experience in Internal Audit within the AIF, PMS, Wealth Management, Asset Management, or Financial Services industry will be preferred.
Job Summary
We are looking for an Internal Audit Executive with 1–2 years of experience in the Alternative Investment Fund (AIF), Portfolio Management Services (PMS), or Wealth Management industry. The candidate should possess strong knowledge of internal audit processes, regulatory compliance, financial controls, and investment products.
The ideal candidate must have hands-on experience in at least four of the following functional areas:
- Accounts & Finance
- Revenue, Commission & Brokerage
- Audit of Investment Products (Debentures, Bonds, Equity, Mutual Funds)
- Compliance (SEBI Regulations & Companies Act)
- Fixed Assets
- HR & Payroll
Key Responsibilities
- Execute internal audits as per the approved audit plan.
- Review financial transactions, accounting records, and internal controls.
- Audit revenue recognition, brokerage, commission calculations, and related processes.
- Perform audits of investment products including Debentures, Bonds, Equity, Mutual Funds, and other financial instruments.
- Evaluate compliance with SEBI regulations, Companies Act, and internal policies.
- Conduct audits of Fixed Assets, including capitalization, verification, depreciation, and disposals.
- Review HR & Payroll processes to ensure accuracy and compliance with applicable laws and company policies.
- Identify control gaps, operational risks, and process improvement opportunities.
- Prepare audit observations, reports, and recommend corrective actions.
- Follow up on audit findings and ensure timely closure of observations.
- Coordinate with business stakeholders to strengthen governance and internal controls.
Required Skills
- Hands-on Internal Audit experience in AIF, PMS, Wealth Management, AMC, NBFC, or Financial Services.
- Strong understanding of accounting principles and financial statements.
- Knowledge of SEBI regulations, Companies Act, and regulatory compliance.
- Exposure to capital market products and investment operations.
- Good analytical, documentation, and report-writing skills.
- Proficiency in MS Excel and MS Office.
- Strong communication and stakeholder management skills.
Pay: ₹25,000.00 - ₹30,000.00 per month
Application Question(s):
- Where do you reside?
- What is your Current CTC?
- What is your Expected CTC?
- What is your Notice Period?
Work Location: In person
