- Roles and responsibilities include but are not limited to
- Lead end to end SOX business process and entity level controls ELC testing including planning execution review of tester workpapers deficiency evaluation and reporting
- Perform walkthroughs with process control owners to confirm control design identify gaps and align on evidence expectations
- Maintain SOX documentation process narratives flowcharts and risk control matrices including updates for business process changes and key initiatives
- Support SOX scoping and risk assessment for significant processes accounts and disclosures ensure appropriate coverage of entity level controls and key business processes
- Execute interim update and year end testing for design and operating effectiveness and review testing performed by others assess completeness accuracy of information produced by the entity IPE IUC used in controls
- Drive controls rationalization standardization and automation opportunities with process owners to improve efficiency reduce complexity and strengthen control performance
- Own testing methodology governance and reporting standards templates status metrics and coordinate with external auditors to support a timely SOX ICFR audit opinion
- Evaluate control deficiencies track management action plans and validate remediation and closure through evidence review and retesting
- Perform taxonomy review activities e
- g
- control categorization and mapping to support consistent scoping and reporting
- Perform fraud audit analytics to identify anomalies trends and control gaps and communicate actionable insights
- Assist Internal Audit and management led control reviews by providing risk control input and performing focused internal control reviews in specific areas e
- g
- cash allocation payments credit limits as needed
- Experience and Qualifications
- 4 years of relevant experience including a minimum of 2 years in SOX ICFR or internal controls over financial reporting with hands on execution and review of business process and or entity level controls testing
- Professional designations such as a CPA and or CIA are required or in progress
- Big four accounting firm experience is considered an asset
- Experience operating in a second line of defense risk controls GRC environment and applying SOX and COSO 2013 including deficiency evaluation is considered an asset
- Experience assessing information produced by the entity IPE IUC and report spreadsheet based controls and familiarity with core finance processes e
- g
- revenue inventory purchasing AP payroll financial close reporting is considered an asset
- Exceptional interpersonal skills including a demonstrated ability to work within high performance teams as well as independently
- Strong written and oral communication skills to liaise with other departments and recommend control and process improvements
- Ability to develop and maintain col
Finance & Accounts->SOX,CA - F&A->SOX->Audit,CA - F&A->SOX->Audit->CA - F&A->SOX->Audit
