Talent Formula (http://talentformula.co) is a consulting firm that offers outsourced financial and accounting Human Resources to Chartered Accounting firms worldwide.
We currently have an Speacialist position available with our client, Azets Bristol in the Compliance division.
Role Overview:
To support the UK Compliance Director and senior manager in assisting the ongoing improvement and minimisation of regulatory risk. Awareness of and practical experience in the areas of AML, Investment Business, Practice Assurance and Client Money Regulations are desirable, with a working knowledge of ICAEW or similar regulations.
Key Responsibilities
-
Monitor and respond to internal compliance tickets and queries in a timely manner
-
Support the wider Compliance team with day-to-day regulatory and compliance activities
-
Update and maintain compliance policies, procedures, and guidance documents
-
Conduct compliance monitoring reviews and checks to ensure adherence to relevant laws, regulations, and professional standards
-
Provide guidance and support to staff on compliance-related matters
-
Assist with regulatory reporting and communications with relevant regulatory and professional bodies
-
Stay up to date with changes in legislation, regulations, and industry, best practices
-
Perform sanctions screening, AML/KYC checks, and other client due diligence activities
-
Conduct conflict checks on prospective clients and communicates findings to relevant stakeholders
-
Support ad hoc compliance projects and process improvement initiatives
Key Accountabilities
-
Ensure compliance tickets and queries are resolved within agreed service levels
-
Maintain accurate compliance records, data, and policy documentation
-
Support the consistent implementation of regulatory and compliance processes across the business
-
Collaborate effectively with compliance colleagues, service lines, stakeholders, and corporate functions
-
Identify and escalate compliance risks where appropriate
Skills & experience
-
Understanding compliance, risk management, AML/KYC, and regulatory requirements
-
Experience working within a regulated environment such as an accounting firm, professional services firm, financial services organization, consulting firm, or corporate compliance function
-
Exposure to UK regulatory frameworks (FCA, ICAEW, ICAS, ACCA, CAI) would be advantageous but is not essential
-
Candidates with experience of Indian regulatory frameworks, corporate governance, risk, compliance, or internal controls are also encouraged to apply
-
Strong analytical, organizational, and time management skills
-
Excellent verbal and written communication skills with the ability to interact with stakeholders at all levels
-
Ability to manage multiple priorities and meet deadlines in a fast-paced environment
-
Proficiency in Microsoft Excel and working with compliance-related data and reporting
-
Self-motivated, detail-oriented, and comfortable working in a data-driven environment
