Role Summary:
Manage end-to-end operations, regulatory compliance, reconciliations, audit coordination, MIS reporting, and internal controls for the financial broking business.
Key Responsibilities:
- Handle broking back-office operations, settlements, payouts, and reconciliations
- Ensure compliance with SEBI, NSE, BSE, CDSL/NSDL, PMLA, KYC/AML norms
- Manage audit coordination, regulatory filings, and compliance reporting
- Prepare MIS, operational dashboards, and management reports
- Monitor client ledgers, fund movements, risk controls, and documentation
- Improve SOPs, process controls, and operational efficiency
- Coordinate with accounts, compliance
Required Profile:
- 8+ years in financial operations/compliance
- Experience in stock broking / capital market / NBFC preferred
- Strong knowledge of regulatory compliance, audit, reconciliations, and MIS
- Good Excel, analytical, and stakeholder management skills
Pay: ₹1,000,000.00 - ₹1,500,000.00 per year
Work Location: In person
