Hi,
Prospera Finstock is a reputable organisation specializing in financial servies, providing innovative solutions to meet client's unique needs. With a commitment to compliance and operational excellence, Prospera Finstocks fosters a collaborative and growth oriented workplace culture.
We are looking for some experienced Compliance and Back Office Manager to oversee regulatory compliance and Back office Operations related to trading activities across NSE, BSE, And MCX. The Candidate will ensure adherence to all regulatory requirements and smooth functioning of post-trade processes.
Key Responsibilities in Compliance Management:
Ensure Compliance with regulations of Securities and Exchange Board of India. National Stock Exchange,Bombay Stock Exchange and Multi Commodity Exchange.
Handle regulatory filings, audits, and inspections.
Monitor the changes in the regulatory guidelines and implement necessary updates
Maintain proper Documentation and records as per compliance standards and Back Office Operations.
Qualifications:
Strong Knowledge of Compliance regulations, risk management and internal audits.
More than 5 years experience in stock broking , Trading is must.
Proficiency in managing back office operations
Pay: ₹50,000.00 - ₹100,000.00 per month
Work Location: In person
