The Regulatory Reporting Quality Assurance (RRQA) team is responsible for providing governance and oversight of AMEX’s regulatory reporting processes, with a focus on proactively identifying risks and control improvement opportunities to ensure reports remain accurate, complete, and compliant. This is achieved through Quality Assurance reviews, which include the following pillars:
- Process and controls testing
- Validation of reported data against regulatory instructions
Detailed analysis and testing of underlying data to ensure data quality
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This work is increasingly enabled by continuous monitoring and advanced analytics to enhance risk identification and coverage. The team partners closely with Regulatory Report owners, Technology, Data Governance, and other stakeholders to strengthen the control environment, drive timely remediation, and evolve capabilities through the use of innovative tools, including emerging analytics and GenAI solutions.
