Job Summary:
The Exchange Compliance Executive will be responsible for ensuring compliance with regulatory requirements prescribed by stock exchanges and other applicable authorities. The role involves monitoring regulatory updates, maintaining compliance records, filing reports, and supporting audits and inspections.
Qualifications & Experience:
- Bachelor's degree in Commerce, Finance, Law, or a related field.
- 2–5 years of experience in exchange compliance, stock broking, or financial services.
- NISM certification or relevant compliance qualifications will be an added advantage.
Key Skills:
- Knowledge of stock exchange regulations and capital market operations.
- Strong analytical and documentation skills.
- Good communication and MS Excel proficiency.
- Attention to detail and ability to meet regulatory deadlines.
Key Responsibilities:
- Monitor and ensure compliance with exchange regulations and circulars.
- Prepare and submit regulatory reports and returns within prescribed timelines.
- Maintain compliance records and documentation.
- Track regulatory updates and implement necessary changes.
- Coordinate with internal teams and regulatory authorities.
- Support internal, exchange, and regulatory audits.
- Report compliance exceptions and assist in corrective actions.
Pay: ₹25,091.69 - ₹35,490.63 per month
Work Location: In person
