We are seeking a seasoned Company Secretary and senior compliance leader with 20+ years of experience across Secretarial, Legal, and Regulatory Compliance functions within the financial services sector. The role requires deep expertise in SEBI regulations, AML/PMLA oversight, governance frameworks, and regulatory advisory across Mutual Funds, AIFs, PMS, Investment Advisory, and IFSC/GIFT City operations. The incumbent will lead the compliance function, partner with senior leadership, ensure strong governance standards, and enable business growth while maintaining robust regulatory risk controls.
- In-depth knowledge of SEBI regulations (Mutual Fund, AIF, PMS, Investment Advisory)
- Strong expertise in AML / PMLA and KYC frameworks
- Experience in IFSC regulatory environment
- Regulatory reporting and inspection handling
- Governance and secretarial compliance expertise
- Risk management and internal control frameworks
- Strong stakeholder management and communication skills
- Leadership experience managing cross-functional and multi-location teams