- Oversee day-to-day depository activities, including securities pay-in/pay-out and the creation of pledges for margin shortfalls/exposure.
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Implement efficient processes for all depository activities and measure TAT.
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Maintain and reconcile Depository Records/Registers and safe keeping of records.
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Manage audit processes, including Concurrent, Internal, and External audits.
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Collaborate with back office vendors to resolve system-related issues.
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Ensure compliance with guidelines and procedures prescribed by CDSL, Exchanges, SEBI, Depository Act (including Rules & Bye Laws) and update operation procedures for HO and Branches.
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Analyze and report suspicious transactions and alerts daily to FIU after board approval.
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Formulate risk measurement parameters for Depository Operations.
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Prepare various MIS and Management Reports monthly and as required
Job Competencies:
Excellent verbal and written communication skills
Customer focus
Analytical
Eye for Detail
Multi Tasking
Negotiation Skills
Technical Competencies
Good knowledge of CDSL Depository Operations and compliance requirements
Adequate knowledge of primary and secondary market operations.
Proficiency in MS Office tools, especially Excel.
Familiarity to Trackwizz Application
Familiarity to Cross Application
Must possess NISM VI DP Operations Certification
Familiarity with CDSL System and Depository Back office operations.
