Global Fund Operations & Compliance Manager
Location: Surat | Type: Full-time
About the Role
Own the fund's operations, compliance, and investor coordination — keeping day-to-day fund activity running smoothly while ensuring full alignment with SEBI (AIF) Regulations, the PPM, and FEMA/ODI norms for overseas investments.
Key Responsibilities
Fund Operations
· Maintain investor database, statements of accounts, and capital call/distribution schedules
· Prepare fund flow statements and review AUM reports
· Coordinate NAV/valuation checks with fund accountants, RTA, and custodians
Compliance
· Ensure investments, deals, and fund activity comply with SEBI AIF Regulations, the PPM, and internal policy
· Monitor portfolio limits (concentration, diversification, leverage, related-party exposure)
· Review deal documents (term sheets, SHA/SSA, side letters) and flag conflicts/related-party transactions to the IC
· Track FEMA/ODI compliance for overseas investments
· Maintain pre-investment checklists and sign-offs; prepare compliance reports for IC, Trustee, and Board
· Support statutory/PPM audits and track regulatory updates
Legal & Stakeholder Coordination
· Handle legal queries on fund documents and investor agreements
· Coordinate with investors and founders on fund matters, including transfer queries
· Liaise with Legal, Fund Managers, Fund Accounting, RTA, and auditors
Qualifications
· Bachelor's in Finance, Business Administration, or related field (CA/CFA preferred)
· NISM Series XIX-C (AIF) preferred, or willing to obtain within 3 months
· 3–7 years in fund operations, compliance, or fund management (AIF/PMS/MF/PE-VC); cross-border experience a plus
Skills
· Strong grasp of SEBI (AIF) Regulations, 2012 and FEMA/ODI norms
· Comfortable reading deal documents from a compliance lens
· Strong Excel and analytical skills; familiar with fund ops (capital calls, NAV, reporting)
· Strong communication and stakeholder management
To Apply
Resume + cover note to [email protected] WhatsApp/Call: 7011937168
Pay: ₹45,000.00 - ₹80,000.00 per month
Benefits:
- Paid sick time
- Paid time off
Work Location: In person
