We are looking for a proactive and customer-oriented PMS Executive to join our Mumbai team. The role involves managing client relationships, addressing queries related to trading and investments, and ensuring a seamless client servicing experience. The ideal candidate should have a strong interest in financial markets, stock broking operations, and client engagement, along with the ability to work in a fast-paced, market-driven environment.
Key Responsibilities:
- Processing new client applications and KYC documentation.
- Opening demat, bank and PMS accounts.
- Daily trade processing and settlement coordination.
- Reconciliation of trades and holdings with custodians and brokers.
- Ensuring compliance with SEBI PMS regulations and internal policies.
- Timely submission of regulatory filings and disclosures.
- Managing client agreements and renewal documentation.
- Working on PMS software for portfolio updates and reporting.
- Maintaining accurate data records in back-office systems.
Qualifications & Skills:
- Graduate / Postgraduate in Finance, Commerce, or Economics.
- 2–5 years of experience in PMS operations, client servicing, or stock broking.
- Knowledge of capital markets, trading systems, and PMS products.
- Strong communication and interpersonal skills with a client-first mindset.
- Proficiency in MS Excel, PMS software (e.g., Wealth Spectrum, Miles, etc.), and CRM tools.
- NISM certifications preferred (PMS / Investment Adviser / Equity Derivatives)
About
Sykes & Ray Equities (SRE) is one of India’s foremost retail stock broking service entities, operating on the country’s two leading stock exchanges. With a strong footprint in over 140 locations across India through a vast network of business associates and branches, SRE has built a legacy of trust, transparency, and customer-centricity. Over the years, SRE has consistently strived to grow and evolve while maintaining the highest standards of service excellence — a quality clients have come to expect from the SRE brand
Job Type: Full-time
Pay: From ₹25,000.00 per month
Work Location: In person
