Key Responsibilities
- Ensure compliance with applicable laws, rules, and regulations, including IFSCA, SEBI, Companies Act and other regulatory guidelines.
- Prepare and maintain regulatory filings, reports, certifications, and statutory documentation.
- Monitor regulatory circulars and updates, and implement required compliance changes.
- Maintain compliance manuals, SOPs, checklists, and documentation processes.
- Support internal audits, reviews, and compliance testing.
- Assist in investor onboarding, KYC/AML verification, and record maintenance.
- Liaise with regulators, auditors, legal advisors, and external bodies.
- Conduct periodic compliance reviews, gap analysis, and risk assessments.
- Support operational teams in maintaining compliance with policies and standards.
- Provide compliance advisory and guidance to internal departments.
- Investigate compliance issues and recommend corrective actions.
Pay: ₹75,000.00 - ₹100,000.00 per month
Work Location: In person
