Job Role:
Having a good knowledge of the broking industry particularly in Risk Management domain.
Well versed in understanding Equity / Derivatives and Commodity market
Must have worked in Risk Management systems like Kambala/Onmesys.
Complete knowledge on Risk setting parameters: Processing of critical activities before market hours,
during market hours and end of day checks post market hours
Knowledge on Scrip profiling / Scrip Basketing / Margining. Products like Margin funding MTF
Good knowledge in MTF product also managed MTF risk currently.
Segregation and allocation of client funds segment wise.
A detailed oriented individual who has an eye on the market movements and can analyse the risks on the
client’s positions and take required action.
A digitally inclined person who can think through imbibing digital solutions in regular processing
Hand on task of conducting UAT’s on risk platforms and conducting stress testing of various market
scenarios
A good communicator who can talk to vendors and articulate the same to team members as well as internal
/ external stakeholders
Ability to interpret and implement various circulars, directives from regulators, Exchanges pertaining to Risk
Management, Surveillance and thereby adhering to compliance requirements.
A team-oriented individual coming with an Open mind to adopt constant change
Monitoring regulatory changes, analyzing its impact and making necessary changes in policies, systems,
products, procedures & limits to comply with and implement the regulatory changes.
Regular review of risk management structure (risk parameters, limits and processes) from the perspective
of control as well as scope for improvement.
Ability to review and seek clarification on surveillance alerts generated from Exchanges.
Strong oral and written communication skills.
Technical Competencies:
Familiarity of various CTCL applications and exchange trading terminals.
Knowledge of PMLA Act and surveillance/due diligence related to trading alerts.
Well versed in MS Office / MS Excel.
Desired Candidate Profile:
Minimum 7+ years’ experience of handling risk management of stockbroking, including online broking
business.
Excellent analytic ability to understand diverse complex risks and business issues, analyzing and identifying
the root causes and recommending solutions.
To enhance service standards through cordial relations with stakeholders.
Updated knowledge of exchange circulars, regulatory and compliance requirements with ability to interpret
and implement the same in a timely manner.
Closely working with related operational teams like Compliance, Accounts, Settlement, DP, etc for ensuring
smooth business operations.
Ability to work independently and collaboratively in a fast-paced environment
Proactive approach with meticulous attention to detail.
