Regulatory, Risk & Forensic
Our Regulatory, Risk & Forensic team supports client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that help strengthen, protect, and transform organizations. Join our team and use advanced data, AI and emerging technologies with industry insights to help client service teams bring clarity from complexity and accelerate their path to value creation.
Position Summary
Level: Consultant or equivalent
As an experienced Consultant at Deloitte Consulting Services, you will be responsible for individually delivering high quality work products within due timelines. Need-basis you will be mentoring and/or directing junior team members/liaising with onsite/offshore teams to understand the functional requirements.
Work you’ll do:
As part of the team, you will engage closely with investment management and capital markets clients, gaining insights into their unique challenges, business contexts, and processes to devise solutions tailored to their needs.
- Also, an integral part of your responsibilities will encompass directing and overseeing Proof-of-Concept endeavors and consulting projects with our Process Intelligence prospects and clients.
- This includes defining business requirements, analyzing processes, preparing data, and deploying solutions.
- You will be responsible for transforming the operations of large, complex financial services organizations by analyzing the current state, identifying the gaps, building the suitable target state, and operating them further (as applicable).
- Additionally, you will be involved in the process of identifying, evaluating, and mitigating potential risks that could hinder the organization’s objectives. You will also be expected to work in large teams, driving client conversations and providing regular updates to client as well as Deloitte leadership.
The team:
Our Enterprise & Operations Risk professionals help organizations effectively navigate business risks and opportunities—from strategic, reputation, and financial risks to operational and regulatory risks—to gain competitive advantage. We apply our experience in ongoing business operations and corporate lifecycle events to help clients become stronger and more resilient. Our market-leading teams help clients embrace complexity to accelerate performance, disrupt through innovation, and lead in their industries.
We help organizations in their efforts to achieve regulatory and legal compliance and transform their departments to add greater value to the business. We combine highly specialized skills focused on process, risk and controls to produce transformative insights. Our team
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Enable profitable growth and competitive advantage by optimizing “heart of the business” operations.
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Leverage deep domain expertise to extend enterprise resilience, agility, and remediation.
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Drive enterprise- wide impact across strategy, operations, performance, and reputation.
Qualifications
Must Have Skills/Project Experience/Certifications:
- 5+ years of experience and understanding of the U.S. or International Banking and Securities and Wealth Management industry, and experience working with a financial services consulting organization or a large bank or a broker-dealer or investment management firm or GCC (Global Capability Centers) of these financial services firms.
- Experience and understanding of the U.S. or International Banking and Securities and Wealth Management industry.
- Understanding of derivatives—including Swaps, Options, Forwards, and Futures—across asset classes (Equities, Fixed Income, Foreign Exchange, Commodities).
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Experience in Trade Life Cycle (Onboarding/Trade Confirmation/Reconciliation/Corporate Actions/ Settlement/Transfers/Reporting) of Securities (Equities, Fixed Income, Foreign Exchange, Derivatives), Order/Execution Management Systems, and Front Office Support.
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Experience of end-to-end onboarding of institutional clients for derivatives products, including KYC/AML Due Diligence, Account Setup, Legal/Agreement Negotiation (e.g., ISDA/CSA documentation), Operational Go-Live.
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Exposure in one or more of the key areas in Capital Markets and Investment Management domains, such as Compliance Testing, Investment Compliance, Conduct Risk, Security Operations, Wealth Management Operations.
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Experience of working or a good knowledge of regulations pertaining to the U.S. or International Banking or Capital Markets or Investment Management Regulators (e.g. SEC, FINRA, DOL, FCA, and CFTC).
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Experience in driving large transformation/implementation and expertise in all aspects of requirement gathering, data analysis, and gap analysis including analyzing requirements and breaking them down into actionable functional specifications, converting business requirements into test cases and coordinating testing.
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Hands-on experience of industry OMS/tools like Aladdin, CRD, Chronograph, Yardi, Simcorp, Arcesium, efront, PAM etc.
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Strong problem-solving, analytical, stakeholder management and presentation skills to navigate through complex business scenarios and recommend effective mitigation strategies and action plans.
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Good communication skills with the ability to articulate complex financial information and proficiency in documenting findings and effectively communicating risk and control issues to stakeholders.
Good to Have Skills/Project Experience/Certifications:
- Prior external or internal consulting experience is highly valued.
- Experience of working on Request for Proposals (RFPs) is desirable.
- Flexible and dynamic in nature and able to turn around work quickly.
- Expertise on systems (such as Calypso, Murex, MarkitWire, or similar platforms) for booking, affirmation, and reconciliation of derivatives trades.
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Experience of working on accounting platforms for Private Equity and Real Estate sectors, along with exposure to Collateral Management.
Education:
- Bachelor's degree in Finance, Accounting, Management, or another related field from accredited university.
- Master’s degree in finance, Business Analytics, IT, or Master of Business Administration (MBA) is preferred
- CFA (Chartered Financial Analyst) or FRM (Financial Risk Manager) certification is preferred
Location:
Shift Timings:
- As per business requirements
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Benefits to help you thrive
At Deloitte, we know that great people make a great organization. Our comprehensive rewards program helps us deliver a distinctly Deloitte experience that helps that empowers our professionals to thrive mentally, physically, and financially—and live their purpose. To support our professionals and their loved ones, we offer a broad range of benefits. Eligibility requirements may be based on role, tenure, type of employment and/ or other criteria. Learn more about what working at Deloitte can mean for you.
