Regulatory, Risk & Forensic
Our Regulatory, Risk & Forensic team supports client leaders to translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform organizations. Leverage advanced data, AI, and emerging technologies with deep domain and industry insights to help bring clarity from complexity and accelerate the path to value creation.
Position Summary
Level: Consultant or equivalent
As an experienced Consultant at Deloitte Consulting Services, you will be responsible for individually delivering high quality work products within due timelines. Need-basis you will be mentoring and/or directing junior team members/liaising with onsite/offshore teams to understand the functional requirements.
Work you’ll do:
As part of the team, you will collaborate with cross-functional stakeholders to collect, analyze, and interpret critical market data for investment banking, trading, and risk management initiatives. You will leverage advanced analytical tools and programming techniques to develop data-driven insights that inform business decisions, optimize trading strategies, and support regulatory compliance. Your work will involve sourcing and validating market, reference, and transactional data from a variety of internal and external platforms, ensuring data quality and integrity, and creating dashboards and reports that translate complex datasets into actionable intelligence for our clients and teams. You will also have the opportunity to contribute to the development and enhancement of data architectures and processes, staying up to date on industry trends, and helping Deloitte’s clients navigate evolving capital markets environments.
The team:
Our Enterprise Operations & Risk professionals help organizations effectively navigate business risks and opportunities—from strategic, reputation, and financial risks to operational and regulatory risks—to gain competitive advantage. We apply our experience in ongoing business operations and corporate lifecycle events to help clients become stronger and more resilient. Our market-leading teams help clients embrace complexity to accelerate performance, disrupt through innovation, and lead in their industries.
We help organizations in their efforts to achieve regulatory and legal compliance and transform their departments to add greater value to the business. We combine highly specialized skills focused on process, risk and controls to produce transformative insights. Our team:
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Enable profitable growth and competitive advantage by optimizing “heart of the business” operations.
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Leverage deep domain expertise to extend enterprise resilience, agility, and remediation.
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Drive enterprise- wide impact across strategy, operations, performance, and reputation.
Qualifications
Must Have Skills/Project Experience/Certifications:
- For Analysts, a minimum of 3 years of relevant industry experience is required, and for Consultants, a minimum of 5 years is required. Relevant experience should be with a financial services consulting organization or a large bank or a broker-dealer or an investment management firm, or the Global Capability Centres (GCCs) of these financial services firms.
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CFA (Chartered Financial Analyst) or FRM (Financial Risk Manager) certification.
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Experience of working on Request for Proposals (RFPs).
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Prior external or internal consulting experience.
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Bachelor’s degree in finance, Accounting, Management or similar fields.
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Master’s degree in finance, Business Analytics, IT, or Master of Business Administration (MBA) is preferred.
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Experience of Capital Markets data sets (e.g., Market Data, Pricing Data, Reference Data, Trade/Transaction Data) across the trade life cycle and broker-dealer processes.
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Hands-on knowledge of Capital Markets data processes across asset classes, exchanges and market data sources, including understanding of data feeds, mapping, and regulatory fields.
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Experience of executing data management strategies (Data Architecture, Data Lakes/Warehouses, Data Integration, Data Quality, and Stewardship) specific to Capital Markets operations.
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Experience of working or a good knowledge of regulations, pertaining to the U.S. or International Banking or Capital Markets or Broker Dealer Operations (e.g. SEC, FINRA, DOL, FCA, and CFTC).
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Experience in driving large transformation/implementation and expertise in all aspects of requirement gathering, data analysis, and gap analysis including analyzing requirements and breaking them down into actionable functional specifications, converting business requirements into test cases and coordinating testing.
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Hands-on experience of SQL and Python for manipulation, analysis, and automation of Capital Markets data and related business processes.
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Experience of collaborating effectively with business, technology, and operations teams, fostering alignment across projects, while efficiently documenting findings and project outcomes.
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Strong problem-solving, analytical, stakeholder management and presentation skills to navigate through complex business scenarios and recommend effective mitigation strategies and action plans.
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Good communication skills with the ability to articulate complex financial information and proficiency in documenting findings and effectively communicating risk and control issues to stakeholders.
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Flexible and dynamic in nature and able to turn around work quickly.
Good to Have Skills/Project Experience/Certifications:
- Experience of developing, optimizing and presenting dashboards, visualizations, and reports using industry-leading tools (Power BI, Tableau, Qlik) or GenAI/Agentic AI is desirable.
- Exposure to major market data vendors (Bloomberg, Refinitiv, ICE) or in-house data platforms is desirable.
Education:
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Bachelor’s degree in finance, Accounting, Management or similar fields.
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Master’s degree in finance, Business Analytics, IT, or Master of Business Administration (MBA) is preferred.
Location:
#CA-AEN
Benefits to help you thrive
At Deloitte, we know that great people make a great organization. Our comprehensive rewards program helps us deliver a distinctly Deloitte experience that helps that empowers our professionals to thrive mentally, physically, and financially—and live their purpose. To support our professionals and their loved ones, we offer a broad range of benefits. Eligibility requirements may be based on role, tenure, type of employment and/ or other criteria. Learn more about what working at Deloitte can mean for you.
