Mumbai Maharashtra Surveillance officer Jobs – 11 Open Jobs Today

Manager- Surveillance Officer
HSBC Global Services Limited —Mumbai, Maharashtra
- Full-time
- Analysis skills
- Bachelor's degree
- AI
13d
Monitoring, Evaluation and Learning (MEL) Officer- Urban Malaria Elimination Project
PATH —Mumbai, Maharashtra
- Full-time
- Master's degree
- Mentoring
- Communication skills
12d
Security Officer
Crest Property Solutions Pvt Ltd —Prabhadevi, Mumbai, Maharashtra
- ₹20,000 - ₹55,000 a month
- Full-time
- 12th Pass
- Computer skills
- In-person
Quick apply
4d
Loss Prevention Officer
Metro Brands Limited. —Mumbai, Maharashtra
- Full-time
- Bachelor's degree
1d
Security Officer
Crest Property Solutions —Prabhadevi, Mumbai, Maharashtra
- 12th Pass
- Computer skills
- Communication skills
Associate, Legal and Compliance Technology
Ares Management —Mumbai, Maharashtra
- Full-time
- Computer Science
- SQL
- Bachelor's degree
CCTV Operator - Bangalore
Narsee Monjee Institute of Management Studies (NMIMS) —Mumbai, Maharashtra
- Communication skills
CCTV Operator - Bangalore
Shri Vile Parle Kelavani Mandal —Mumbai, Maharashtra
- Communication skills
Security- SME
JLL —Mumbai, Maharashtra
- Customer service
- Health insurance
1d
CCTV Operator, Jadcherla
Narsee Monjee Institute of Management Studies (NMIMS) —Mumbai, Maharashtra
- Communication skills
22h
CCTV Operator
Narsee Monjee Institute of Management Studies (NMIMS) —Mumbai, Maharashtra
- Communication skills
22h

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Monitoring, Evaluation and Learning (MEL) Officer- Urban Malaria Elimination Project
PATH —Mumbai, Maharashtra
Experience working with government health systems, donor-funded programmes, or international development organizations. Data quality assurance and validation.
12d

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Manager- Surveillance Officer

HSBC Global Services Limited -
Mumbai, Maharashtra

Apply Now

Job details

Full-time
13 days ago

Qualifications

Analysis skills
Bachelor's degree
AI

Full job description

Some careers open more doors than others.

If you’re looking to unlock new job opportunities, take a look at the possibilities right on your doorstep here at HSBC.

Business Descriptor:

Job Summary

We are looking for Surveillance and Compliance Analyst with expertise in client screening, transaction monitoring and STR filing, well versed with PMLA guidelines, regulatory filings, internal controls, handling regulatory inspection, drafting policies, managing customer complaints, etc.

Core Responsibilities & Duties

Monitoring and closure of regulatory, internal and PMLA alerts in compliance with SEBI and Stock Exchange (NSE/BSE) regulations.
Client screening against various sanction lists.
Preparation and submission of quarterly MIS Surveillance reports to regulators.
Co-ordinating with various regulators and handling offsite Inspections of SEBI and Exchanges (NSE & BSE).
Implement and oversee Anti-Money Laundering (AML) and Know Your Customer (KYC) policies.
Monitor regulatory developments and implement necessary changes in policies, process and controls.
Draft and implement Standard Operating Procedures (SOP) as per regulatory requirements.

Mandatory Qualifications & Eligibility

Education: Bachelor’s degree in commerce, Law etc. or Postgraduate in Capital Market.

Experience:

6-15 years of overall experience in stock broking compliance and surveillance role.
Minimum 4 years of hands-on experience in handling regulatory transactional alerts and compliance submissions.

Domain Knowledge:

Strong understanding of the SEBI Stock-Broker Regulations, Intermediaries Regulations and Prevention of Money Laundering Act (PMLA).
Knowledge of all Exchange Member Portals, Surveillance Portals and FIU portal.

Preferred Skills & Competencies

Strong analytical skills and ability to implement the regulatory changes.
Integrity and ability to handle sensitive information with confidentiality.
Excellent communications skills and proficiency in managing Surveillance software.
Experience in dealing with various regulators and stakeholders.

Certifications:

NISM – Staff handling KYC – AML – KYC and Customer Due Diligence.
NISM – Staff handling Transaction Monitoring – AML – Transaction Monitoring and Suspicious Transaction Reporting.

Soft Skills:

Ability to notice unusual patterns, inconsistencies or suspicious activities that others might overlook.
Evaluating information objectively and drawing logical conclusions.

Eligibility Criteria

HISL employees will be eligible to apply to this role after completion of 12 months in the current role/position at the time of application on level transfer and/or promotion.
Entity Employees (not from HISL) to be guided by their internal policy on tenure completion in current role at the time of application before applying and share line manager approval once shortlisted.

Pro-tip : Familiarity with AI-enabled tools is an advantage.

You’ll achieve more at HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited, India

Apply Now

Refine Your Search

surveillance officer jobs in mumbai maharashtra

Manager- Surveillance Officer

Monitoring, Evaluation and Learning (MEL) Officer- Urban Malaria Elimination Project

Security Officer

Loss Prevention Officer

Security Officer

Associate, Legal and Compliance Technology

CCTV Operator - Bangalore

CCTV Operator - Bangalore

Security- SME

CCTV Operator, Jadcherla

CCTV Operator

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