Haryana Legal officer Jobs – 30 Open Jobs Today

Assistant Manager, Portfolio Compliance
Connor, Clark & Lunn Financial Group Ltd. —Gurugram, Haryana
- Finance
- Bachelor's degree
- Communication skills
Quick apply
CORPORATE DEALER-TAG
HDFC Bank —Gurugram, Haryana
- Finance
- Master's degree
- Analysis skills
Branch Manager - Retail MFB - Sales - Babugarh - Bachhlota Road - J Grades
Tata Capital —Barwala, Haryana
- Bachelor's degree
Manager - Special Accounts - Gurgoan
Sunshine Workforce Solutions —Haryana
- Full-time
- Negotiation
Quick apply
Data Analytics Sales Specialist, Google Cloud
Google —Gurugram, Haryana
- Full-time
- Sales
- Bachelor's degree
- Analytics
Field Sales Executive
AK FUSION AND CREATION —Gurugram, Haryana
- Full-time
Quick apply

More jobs to discover

Find similar jobs that you might be interested in.

CORPORATE DEALER-TAG
HDFC Bank —Gurugram, Haryana
Grow derivative business within the assigned customer set. Provide risk management and mitigation strategies for corporate clients. Job Function and Role Type.

I want to receive the latest job alerts for legal officer in haryana

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

legal officer jobs near haryana

Dealer jobs in Gurugram, Haryana

Data Specialist jobs in Gurugram, Haryana

Real Estate Sales jobs in Ahmedabad, Gujarat

Retail Sales Associate jobs in Bankura, West Bengal

Sales Manager jobs in Pune, Maharashtra

Retail Sales Associate jobs in Jammu, Jammu And Kashmir

Retail Sales Associate jobs in Perumbavoor, Kerala

Customer Service Associate jobs in Pune, Maharashtra

Equity Dealer jobs in Delhi

Equity Dealer Ludhiana, Punjab Ludhiana, Punjab jobs in Uttar Pradesh

Distributor Dealer jobs in Kerala

Share Market, Dealer,nism,rm, Equity Dealer jobs in Chennai, Tamil Nadu

Dealer Stock Market jobs in Delhi

Equity Dealer jobs in Kolkata, West Bengal

Data Analyst, Internship jobs in Gurugram, Haryana

Data Specialist jobs in Patna, Bihar

Data Specialist jobs in Hyderabad, Telangana

Data Specialist jobs in Bengaluru, Karnataka

Fresher Data Analyst jobs in Mumbai, Maharashtra

Data Analyst, Internship jobs in Tamil Nadu

Assistant Manager, Portfolio Compliance

Connor, Clark & Lunn Financial Group Ltd. -
Gurugram, Haryana

Quick apply

Job details

Qualifications

Investment management
Finance
Bachelor's degree
Communication skills
Time management

Full job description

We are looking for an Assistant Manager, Portfolio Compliance to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group. Compliance plays a critical role in the investment process and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance. This is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase!

What You Will Do:

Configure, maintain, and monitor pre‑trade and post‑trade compliance rules in Charles River based on client mandates, regulatory requirements, and firm policies, including account mapping and periodic rule reviews.
Review and interpret client guidelines, IMAs, and applicable regulatory requirements to ensure compliance rules and monitoring remain accurate, effective, and up to date.
Perform ongoing portfolio compliance monitoring, including investigation and resolution of breaches, ad‑hoc compliance queries, and preparation of internal, client, and regulatory compliance reports.
Support the testing, implementation, and ongoing enhancement of compliance monitoring processes, including identifying opportunities for efficiency improvements and automation.
Utilize FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures in accordance with regulatory requirements.
Collaborate with Portfolio Management, Operations, Legal, and Compliance colleagues to resolve issues, support onboarding and change activity, and contribute to projects of varying scope and complexity.
Contribute to the maintenance and continuous improvement of portfolio compliance procedures, controls, and documentation, and provide guidance and knowledge sharing to team members as appropriate.

What You Bring:

Mandatory hands-on experience in investment compliance rule coding within Charles River Investment Management Solution (CRIMS), supported by a strong understanding of system workflows, configurations, and key parameters.
Working knowledge of global regulations including UCITS, 1940 Act, and NI 81-102 etc. with the ability to interpret and translate regulatory requirements into compliance rules within monitoring systems.
Solid understanding of portfolio compliance monitoring processes, including interpretation of Investment Management Agreements (IMAs) and client guidelines.
8+ years of relevant experience in the investment management industry, with at least 6 years focused on investment compliance and strong expertise in investment products.
Strategic mindset with strong facilitation, analytical, and data-gathering capabilities.
Strong problem-solving skills with high attention to detail and the ability to perform under pressure and meet tight deadlines.
A CFA qualification or a Bachelor's degree in Business or Finance is preferred.
Strong verbal and written communication skills, with the ability to communicate and present effectively at the business level.
Proven ability to collaborate effectively within a team while also working independently and taking ownership of initiatives.
Highly self-driven, with strong organizational, prioritization, and time management capabilities, and the flexibility to adapt to evolving priorities.

#LI-HYBRID #LI-MP1

For a closer look at how you can build your career with us, we invite you to explore cclgroup.com.

CC&L Financial Group is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age.

Your application will be reviewed by a member of the hiring team - AI is not used in the screening, assessment or selection of applications at this time.

Quick apply

Refine Your Search

legal officer jobs in haryana

Assistant Manager, Portfolio Compliance

CORPORATE DEALER-TAG

Branch Manager - Retail MFB - Sales - Babugarh - Bachhlota Road - J Grades

Manager - Special Accounts - Gurgoan

Data Analytics Sales Specialist, Google Cloud

Field Sales Executive

More jobs to discover

I want to receive the latest job alerts for legal officer in haryana

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected