Maharashtra Business clients credit advisor, avp Jobs – 313 Open Jobs Today

Business Supervisory Office – Regulatory Control Senior Advisor, AVP
Deutsche Bank —Mumbai, Maharashtra
- Full-time
- Microsoft Excel
- Salesforce
- Administrative experience
- Health insurance
Asia Equity Business Execution - APAC Project Manager (AVP)
Citi —Mumbai, Maharashtra
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- PMP
Business Clients Credit Advisor, AVP
Deutsche Bank —Mumbai, Maharashtra
- Full-time
- Training & development
- Banking
- Health insurance
AVP Fraud Ops
Barclays —Pune, Maharashtra
- Microsoft Office
- Analysis skills
- In-person
AVP - Business Analytics
Citi —Pune, Maharashtra
- Full-time
- Oracle
- SQL
- Analysis skills
AVP- Salesforce Platform Administrator - IB Tech And CRM/ Analytics
Jefferies & Company, Inc. —Pune, Maharashtra
- Full-time
- Microsoft Access
- Salesforce
- AWS
14d
Business Transformation Specialist, AVP
Deutsche Bank —Pune, Maharashtra
- Full-time
- PMP
- English
- Finance
- Health insurance
DWS Internal Audit Manager – Group Functions & APAC, AVP
Deutsche Bank —Pune, Maharashtra
- Full-time
- English
- Master's degree
- Analysis skills
- Health insurance
AVP/CEO - Business Development(Ports Division)
Deep HR Services —Churchgate, Mumbai, Maharashtra
- ₹30,00,000 - ₹50,00,000 a year
- Full-time
- Master's degree
- Business development
- Project management
- Health insurance
- Cell phone reimbursement
Quick apply
14d
VP/AVP - Structured Credit (ABS) Underwriter
Citi —Mumbai, Maharashtra
- Full-time
- Microsoft Office
- Analysis skills
- Bachelor's degree
- Paid time off
Gift City Credit Risk AVP
Barclays —Mumbai, Maharashtra
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Credit Risk & Capital Strats, AVP
Deutsche Bank —Mumbai, Maharashtra
- Full-time
- English
- Analysis skills
- C++
- Health insurance
Business Risk Regulations, US Banks, Associate, Wealth Management
Morgan Stanley —Mumbai, Maharashtra
- Full-time
- Finance
- SQL
- Presentation skills
AVP/ Sr. Associate, Portfolio Management (Credit)
Ares Management —Mumbai, Maharashtra
- Full-time
- Microsoft Excel
- Analysis skills
DWS Internal Auditor – Group Functions & APAC, AVP
Deutsche Bank —Pune, Maharashtra
- Full-time
- English
- Master's degree
- Analysis skills
- Health insurance
AVP, Investment Operations (Loan Settlement)
Ares Management —Mumbai, Maharashtra
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Management
Business Clients Credit Advisor, AS
Deutsche Bank —Mumbai, Maharashtra
- Full-time
- English
- Communication skills
- Health insurance
Financial Crime Risk Assessment Manager (AVP) India
Delta Capita —Pune, Maharashtra
- Full-time
- Hybrid work
- 12th Pass
- Financial services
- Diploma
Quick apply
Manager/AVP of Fund Accounting
CSC (Corporation Service Company) —Mumbai, Maharashtra
- Full-time
- Finance
- Master's degree
- Accounting
Project Manager - AVP
Barclays —Pune, Maharashtra
- Microsoft Powerpoint
- Microsoft Excel
- Communication skills

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Business Supervisory Office – Regulatory Control Senior Advisor, AVP

Deutsche Bank -
Mumbai, Maharashtra

Apply Now

Job details

Full-time

Benefits

Health insurance

Qualifications

Power BI
Microsoft Excel
Salesforce
Tableau
Administrative experience
Analysis skills
Machine learning
Financial services
Training & development
AI
Communication skills
Banking

Full job description

Job Description:

Job Title: Business Supervisory Office – Regulatory Control Senior Advisor, AVP

Location: Mumbai, India

Role Description

As a support role in the Business Supervisory Office (BSO) team, you will ensure that,

The US Private Banking Business is compliant with local rules and regulations in transacting business for its clients. You shall also assist in reviewing that all business transacted for the clients are in their best interest (i.e. compliant with the Reg BI rule) and in line with their Suitability and risk profiles.
This requires reviewing and providing disposition for daily trade alerts generated via the Surveillance systems implemented, analysis of trade related data and identify any themes that revolve around market manipulation, which in turn would need to be escalated to relevant onshore stakeholders (i.e. review compliance with applicable Market Abuse Regulations).
In addition, it also requires assistance to onshore stakeholders with Transaction Monitoring including the review of all domestic/cross-border wire transfers executed by the client with the sole objective of ensuring that there is no suspicion of potential money laundering.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

Best in class leave policy
Gender neutral parental leaves
100% reimbursement under childcare assistance benefit (gender neutral)
Sponsorship for Industry relevant certifications and education
Employee Assistance Program for you and your family members
Comprehensive Hospitalization Insurance for you and your dependents
Accident and Term life Insurance
Complementary Health screening for 35 yrs. and above

Your key responsibilities

Assist in carrying out supervision of the US Private Banking Business to ensure compliance with applicable rules and regulations
Daily, Weekly, Monthly, Quarterly surveillance report creation and review support of WM accounts and transactions, as part of 1st Line of Defense reviews. This consists of Brokerage and DPM account activity including trades, journals, portfolio holdings, solicitations, restriction overrides, etc.
Assist in the surveillance of capital market trades i.e. analyze trade alerts to identify relevant Market Abuse themes, Best Execution (FINRA Rule 5310), Insider Trading, Front Running, etc.
Administrative support of trading system ad-hoc reporting and alert review of trade & account surveillance
Review of documentation by client-facing partners describing their interactions with clients and the resulting transactions under the Reg BI rule
Verify trades executed are in line with the Client Suitability under FINRA Rule 2111 and related obligations.
Assist branch management with special regulatory ad-hoc projects
Brainstorm on potential new controls/processes and assist with transitioning and documentation
Support the Marketing Review Group facilitation of Forms & Agreements for Wealth Management
Supporting the GBSA/Volcker administrative tasks and reporting
Maintain knowledge of AML risks and applicable regulations from a US perspective
Analyze cross-border customer transactions to determine whether the transactions are in line with the anticipated activity for the client or if there exists reasonable suspicion of money laundering
Assist in reviewing customer transactions to identify any money laundering flags and rapidly dispose of them along with escalating cases which require further review
Research entities and/or individuals using both public domain and database search services.
Assist with the maintenance of existing Key Operating Procedures and the development of new Key Operating Procedures covering different processes/controls owned and executed by the BSO
Coordinate with and support business divisions and/or infrastructure functions in executing their responsibilities in improving the quality of the data and any data quality remediation actions.
Participate in internal reviews by Group Audit and Compliance Testing & Assurance (CT&A).
Assist in any added projects/process

Your skills and experience

Skills You’ll Need

8 years+ of Regulatory and Brokerage Trade Surveillance and Transactions monitoring experience
Expertise in MS Excel, data manipulation/visualization tools like Salesforce Tableau, Power BI, etc.
Strong understanding of regulatory rules, analytical ability to interpret surveillance reports, and insight to propose new processes and reports
Prior experience with regulatory, audit, and compliance exams is preferred Experience with PM1, SunGard/FIS Protegent Surveillance tool (equivalents like LZ Sentinel, Aladdin, Charles River, JPM Trac, etc.) and SunGard front-end systems such as NetX360 is a plus
Hands-on Artificial Intelligence tools, Machine Learning and Prompt Engineering, including MS Co-Pilot (or equivalent) will be preferred
Strong understanding of Private Banking AML risks and knowledge of Financial Crime regulations
Experience in the financial services industry and/or BSA/AML regulations with sound banking knowledge of product and service offerings
Ability to co-ordinate with multiple stakeholders and manage projects/tasks on an end-to-end basis

Skills That Will Help You Excel

Excellent communication skills, both written and spoken
Critical thinking
Self-Motivated
Detail Oriented
Ability to stay on track to strict reporting schedules and deadlines
Independent decision-making skills with understanding of when to escalate Adobe experience a plus

How we’ll support you

Training and development to help you excel in your career
Coaching and support from experts in your team
A culture of continuous learning to aid progression
A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.html

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.

Apply Now

Refine Your Search

business clients credit advisor, avp jobs in maharashtra

Business Supervisory Office – Regulatory Control Senior Advisor, AVP

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Business Clients Credit Advisor, AVP

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Business Transformation Specialist, AVP

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AVP/CEO - Business Development(Ports Division)

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Business Risk Regulations, US Banks, Associate, Wealth Management

AVP/ Sr. Associate, Portfolio Management (Credit)

DWS Internal Auditor – Group Functions & APAC, AVP

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Business Clients Credit Advisor, AS

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Manager/AVP of Fund Accounting

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