Mumbai Maharashtra Compliance officer Jobs – 413 Open Jobs Today

Compliance officer - Investigations - Associate
JPMorganChase —Mumbai, Maharashtra
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
11d
Compliance Officer
Rikhav securities Ltd —Mulund West, Mumbai, Maharashtra
- ₹45,000 - ₹75,000 a month
- Full-time
- Microsoft Excel
- Microsoft Office
- Finance
- Flexible schedule
Quick apply
Banking Support Analyst 1 - Officer
Citi —Mumbai, Maharashtra
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Chief Operating Officer
Utkarsh Global Foundation —Mulund West, Mumbai, Maharashtra
- Up to ₹40,00,000 a year
- Full-time
- Master's degree
- Project management
- Travel
Quick apply
Banking Support Analyst 2 - Officer
Citi —Mumbai, Maharashtra
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Company Secretary & Compliance Officer NBFC
Areion Group —Mumbai, Maharashtra
- ₹6,00,000 - ₹12,00,000 a year
- Full-time
- Finance
- Master's degree
- Bachelor's degree
- Health insurance
- Life insurance
Quick apply
1d
Compliance Officer - GIFT
Artha Venture Fund —Lower Parel, Mumbai, Maharashtra
- ₹37,50,000 a year
- Finance
- Analysis skills
- Bachelor's degree
Liaisoning Officer
Kanakia Spaces Reality Pvt.Ltd. —Vile Parle, Mumbai, Maharashtra
- ₹8,00,000 - ₹10,00,000 a year
- Full-time
- Bachelor's degree
- Computer networking
- Construction experience
- Health insurance
- Paid time off
Quick apply
Student Support and Admission Officer
Quantean —Borivali, Mumbai, Maharashtra
- Up to ₹50,000 a month
- Full-time
- Business development
- Bachelor's degree
- Mentoring
- Commuter assistance
- Health insurance
Quick apply
Trade Finance Officer
Seamless Speciality Food and beverages Pvt. Ltd. —Mumbai, Maharashtra
- ₹1,00,000 - ₹1,50,000 a month
- Email
- Microsoft Excel
- Finance
- Master's degree
Quick apply
Chief Operating Officer (COO)
Utkarsh Global Foundation —Mulund West, Mumbai, Maharashtra
- Up to ₹40,00,000 a year
- Full-time
- MSW
- Master's degree
- Project management
Quick apply
Credit Risk Analyst
Barclays —Mumbai, Maharashtra
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Officer - Regulatory Affairs
Keshava Organics Pvt. Ltd. —Goregaon, Mumbai, Maharashtra
- ₹20,000 - ₹50,000 a month
- Full-time
- Master's degree
- Bachelor's degree
- APIs
- Health insurance
- Paid time off
Quick apply
6d
Company Secretary & Compliance Officer
Dear Shadow —Vikhroli, Mumbai, Maharashtra
- ₹8,00,000 - ₹10,00,000 a year
- Full-time
- Microsoft Office
- Master's degree
- In-person
Quick apply
Company Secretary & Compliance Officer
Prashant Mittal and Associates —Mumbai, Maharashtra
- ₹40,000 - ₹75,000 a month
- Full-time
- English
- Microsoft Office
- Master's degree
Quick apply
2d
Chief Human Resources Officer
Brilliant Mind Hr india pvt ltd —Mumbai, Maharashtra
- ₹2,99,000 - ₹3,99,000 a month
- Full-time
- Human resources
- Recruiting
- In-person
Quick apply
3d
Senior Associate - Compliance Officer
TIAA —Mumbai, Maharashtra
- Online application
- Microsoft Excel
- Microsoft Office
- Analysis skills
CI Specialist - CHB Compliance & Contingency Officer
Maersk —Mumbai, Maharashtra
- Full-time
- Sales
- Master's degree
- MBA
Administration Officer
Indian Institute of Creative Technologies —Mumbai, Maharashtra
- ₹20,000.48 - ₹35,096.28 a month
- Email
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
Liasoning Officer
VIVAAN WATER & ENVIRO SOLUTIONS PVT. LTD. —Vileparle, Mumbai, Maharashtra
- ₹40,000 - ₹50,000 a month
- Full-time
- Microsoft Excel
- Microsoft Office
- Bachelor's degree
Quick apply
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Compliance officer - Investigations - Associate

JPMorganChase -
Mumbai, Maharashtra

Apply Now

Job details

Full-time
11 days ago

Qualifications

Microsoft Powerpoint
Microsoft Word
Economics
Microsoft Excel
Microsoft Outlook
Microsoft Office
Finance
Analysis skills
Bachelor's degree
Financial services
Investment banking
Data science
Communication skills
Banking

Full job description

JOB DESCRIPTION

The APAC Global Financial Crimes Compliance (GFCC) AML Investigations team is responsible for identification, investigations and recommendation of suspicious transactions. The team manages Mantas and/or manual escalations of cases consistent with the Global AML Standards, provides an initial assessment of potential Money Laundering, Terrorist Financing as well as other nefarious activity and recommends cases for escalation and further review or closure as false positives.

The India GFCC team is responsible for implementing the firm's AML programme and the local regulatory requirements in India for the Corporate and Investment Banking businesses.

Job summary:

As a Compliance officer – Investigations – Associate in the GFCC AML Investigations team, you are required to support the India MLRO in transaction monitoring activities including reviewing the alerts and cases generated from bank's automated software and other offline sources, relating to JPMCB India businesses.

You should be capable of demonstrating investigative abilities, prioritization skills and a willingness to tackle new and difficult challenges. In this role, you will leverage your knowledge of the banking system, common AML typologies in identifying suspicious activities timely while ensuring quality of work. In addition, you should be a team player who can collaborate with multiple stakeholders, possesses strong analytical skills and is adaptable and able to thrive in an evolving environment. To be successful, you should have a strong understanding of Corporate Banking, Commercial Banking, Foreign Correspondent Bank - AML and Compliance knowledge, possesses the ability to exercise sound judgment and observe the highest degree of confidentiality in handling of information received in the course of the responsibilities.

The role will involve working closely with the India GFCC team, regional AML investigation team and front line staff to ensure that the AML alerts are reviewed and disposed off as per the firm's policies and standards, as well as local laws and regulations.

Job responsibilities:

Have the subject matter expertise of AML and/or Terrorist Financing investigations, including comprehensive understanding of AML processes, Technology, Case Management and products / services
Have deep understanding of the Red Flag indicators relating to AML/CFT applicable to LOBs issued by local regulators as well as international best practices, specially non-automated scenarios, including trade-based money laundering.
Ensure and manage the quality of investigations while managing SLA appropriately and timely
Assess investigations and/or AML trends, including collaboration or partnership with regional or global stakeholders to effectively escalate, communicate, transfer information or implement change management
Participate in AML Investigations or Line of Business initiatives, process improvements or enhancements, including the use of technology and support the India MLRO in determination of STRs.
Gather, coordinate and participate in changes to the firm's AML policies / processes or AML trends with MLROs based on local regulations, relevant GFCC Functions, Compliance and/or Line of Business.
Support the India GFCC team during any regulatory exams, primarily in responding to queries relating to transaction monitoring programme.
Support the India MLRO in discharging the AML/KYC responsibilities for all regulated JPM India entities.

Required qualifications, capabilities, and skills:

Bachelor's Degree in Finance, Economics, Statistical Mathematics, Data Science or equivalent/related disciplines
5 plus years of experience in the Financial Services Industry with a demonstrated track-record experience and knowledge of Investment Banking, Commercial Banking, Foreign Correspondent Bank AML investigations, including proficient understanding of India AML/CFT regulations and requirements

Preferred qualifications, capabilities, and skills:

Experience in handling regulatory investigations an advantage

Competencies:

Ability to develop and maintain productive relationships with key internal clients across all levels.
A solution driven approach, with exemplary problem solving skills;
Good analytical ability.
Ability to own, deep-dive and/or investigate issues and can derive solutions independently, ultimately ensuring successful implementation or resolution
Experienced with Mantas, technology driven case management tool and/or technology will be preferred and require proficiency in MS Office (Outlook, Excel, Word, PowerPoint etc.), and the experience to handle large volumes of quantitative data
Ability to work effectively alone and as part of a team, at a local and regional level
Strong interpersonal or client management skills required to work effectively, influence and/or negotiate desired outcomes with multiple stakeholders and/or senior management
Good written and verbal communication skills.

ABOUT US

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

ABOUT THE TEAM

J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

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Refine Your Search

compliance officer jobs in mumbai maharashtra

Compliance officer - Investigations - Associate

Compliance Officer

Banking Support Analyst 1 - Officer

Chief Operating Officer

Banking Support Analyst 2 - Officer

Company Secretary & Compliance Officer NBFC

Compliance Officer - GIFT

Liaisoning Officer

Student Support and Admission Officer

Trade Finance Officer

Chief Operating Officer (COO)

Credit Risk Analyst

Officer - Regulatory Affairs

Company Secretary & Compliance Officer

Company Secretary & Compliance Officer

Chief Human Resources Officer

Senior Associate - Compliance Officer

CI Specialist - CHB Compliance & Contingency Officer

Administration Officer

Liasoning Officer

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