Noida Uttar Pradesh & compliance Jobs – 125 Open Jobs Today

Compliance Analyst - Field Office Inspection
Ameriprise India —Noida, Uttar Pradesh
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Office
- Work from home
Accounts & Audit Assistant
Rohit Aggarwal and Company —Ghaziabad, Uttar Pradesh
- ₹5,262.66 - ₹40,632.04 a month
- Full-time
- Microsoft Excel
- Analysis skills
- Bachelor's degree
- Flexible schedule
Quick apply
IJP214_Quality Auditor_HIM_ED Denials Obs_NCR
CorroHealth Infotech Private Limited —Noida, Uttar Pradesh
- Full-time
- Microsoft Powerpoint
- Anatomy knowledge
- Bachelor's degree
Quick apply
Articles, Audit/Snr Accounts Assistant for A CA Firm
Anup Chanana & Associates, Chartered Accountants —South East District, Delhi
- ₹5,000 - ₹20,000 a month
- Full-time
- Bachelor's degree
- Accounting
- In-person
- Flexible schedule
Quick apply
2d
Manager-HR Compliance
Paytm —Noida, Uttar Pradesh
CA /SEMI QUALIFIED CA FOR AUDIT
VINOD DUA AND ASSOCIATES, CHARTERED ACCOUNTANTS —Friends Colony, Delhi, Delhi
- ₹20,000 - ₹30,000 a month
- Full-time
- GAAP
- Accounting
- In-person
Quick apply
Audit Associate (August 2027)
Crowe Capability Center - India —Noida, Uttar Pradesh
- Full-time
- Microsoft Excel
- Microsoft Office
- Analysis skills
Quick apply
2d
Track Manager - Data security and compliance,Presales
HCLTech —Noida, Uttar Pradesh
2h
Audit Methodology Manager
Crowe Capability Center - India —Noida, Uttar Pradesh
- Full-time
- Microsoft Office
- Project management
- Bachelor's degree
Quick apply
3h

More jobs to discover

Find similar jobs that you might be interested in.

Finance & Accounts- Manager / Assistant Manager
JAKSON GROUP —Noida, Uttar Pradesh
Track audit observations and support closure of audit findings. Inventory Support during Audits. Maintain audit documentation and supporting records.
Assistant Accountant
GC Media Pvt. Ltd. —Noida, Uttar Pradesh
Perform bank reconciliation and resolve discrepancies. 1–3 years of relevant experience in accounting or finance. Ensure proper billing as per GST regulations.
₹25,000 - ₹40,000 a month
Quick apply

I want to receive the latest job alerts for & compliance in noida uttar pradesh

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

& compliance jobs near noida uttar pradesh

Human Resources Manager jobs in Noida, Uttar Pradesh

Audit Manager jobs in Noida, Uttar Pradesh

Quality Auditor jobs in Noida, Uttar Pradesh

Accounts Assistant jobs in Ghaziabad, Uttar Pradesh

Key Account Manager jobs in Delhi, Delhi

Manager jobs in Calicut, Kerala

Project Manager Work From Home jobs in Mumbai, Maharashtra

Tea Garden Job, Manager jobs in Coonoor, Tamil Nadu

Audit Associate jobs in Paradise Circle, Hyderabad, Telangana

Audit Associate jobs in Chennai, Tamil Nadu

Audit Associate jobs in Ahmedabad, Gujarat

Internal Audit jobs in Pune, Maharashtra

Law Chamber, Law Firm, Junior Associate jobs in Kolkata, West Bengal

Research Associate, Biotechnology jobs in Chennai, Tamil Nadu

Human Resources Manager jobs in Nacharam, Hyderabad, Telangana

It Manager jobs in Lucknow, Uttar Pradesh

Human Resource ,sikkim jobs in Sikkim

Human Resources Manager jobs in Mysore Road Tolgate, Karnataka

Senior Manager jobs in Chennai, Tamil Nadu

Human Resources Manager jobs in Chandkheda, Ahmedabad, Gujarat

Compliance Analyst - Field Office Inspection

Ameriprise India -
Noida, Uttar Pradesh

Apply Now

Job details

Full-time

Benefits

Work from home

Qualifications

Microsoft Powerpoint
Microsoft Word
Securities & Exchange Commission
Microsoft Office
Bachelor's degree
Communication skills

Full job description

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

We are searching for a Business Analyst within the General Counsel's Organization Compliance team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support the Field Office Inspections department through exam announcement, scheduling, executing post inspection processes including issuing reports, and other applicable tasks as determined by the department. The analyst will work in a collaborative culture where he/she will interact with a diverse set of business partners.

Key Responsibilities

Provide support to Field Office Inspection Examiners in coordinating the announcement & scheduling of Branch and OSJ inspections. Gathering data through multiple reports from different tools for business and reporting purposes.
Conduct all communications and books and records tasks following an inspection.
Conduct certain RiverSource, Columbia and Field Non-branch inspections.
Responsible for completing the required tasks within the predefined SLAs, maintaining required quality parameters.
Partner with leadership and other examiners to clarify policies and procedures, escalate issues, and ensure consistency of process.
Engage in day-to-day operations of the Field Office Inspection team and/or department wide projects/initiatives.
Identify process and procedure improvement opportunities and work collaboratively with colleagues/leadership to implement effective solutions.
Maintain current knowledge of industry and firm practices, developments, and risks.
Manage multiple and changing priorities, expectations and concerns while working closely with the business partners in a focused and responsive manner.

Required Qualifications

Bachelor's degree or equivalent.
Demonstrates strong communication skills, both written and verbal.
Excellent organization skills, ability to manage multiple priorities, and meet time sensitive deadlines.
Ability to identify risks and formulate potential solutions.
Proven track record of completing tasks accurately, with strong attention to detail.

Preferred Qualifications

Experience in an audit function, familiarity with audit methodologies.
Knowledge of FINRA, SEC and other regulatory rules/requirements.
Knowledge of risks pertinent to industry and firm.
Knowledge of MS Office applications like Word, Power Point, Excel will be an added advantage.

In-Office Collaboration

We are a client-centric, relationship-based business. Working together, in-person, is foundational to how we achieve results. By fostering a culture of face-to-face collaboration, idea sharing, productivity and personal connection, we deliver for our stakeholders — clients, advisors, employees and shareholders. Our employees work in the office at least three (3) days per week, with flexibility to work from home two (2) days per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.

Full-Time/Part-Time

Full time

Timings

(8:00p-4:30a)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Legal Affairs

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Apply Now

Refine Your Search

& compliance jobs in noida uttar pradesh

Compliance Analyst - Field Office Inspection

Accounts & Audit Assistant

IJP214_Quality Auditor_HIM_ED Denials Obs_NCR

Articles, Audit/Snr Accounts Assistant for A CA Firm

Manager-HR Compliance

CA /SEMI QUALIFIED CA FOR AUDIT

Audit Associate (August 2027)

Track Manager - Data security and compliance,Presales

Audit Methodology Manager

More jobs to discover

I want to receive the latest job alerts for & compliance in noida uttar pradesh

Related Searches

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected