Maharashtra Custodian banks Jobs – 61 Open Jobs Today

Compliance and Operations Head
FINNOVATE —Mumbai, Maharashtra
- ₹12,00,000 - ₹15,00,000 a year
- Full-time
- Microsoft Excel
- Finance
- Analysis skills
- Health insurance
- Paid time off
Quick apply
Corporate Actions Analyst
AllianceBernstein —Pune, Maharashtra
- Full-time
- Microsoft Office
- Analysis skills
- Bachelor's degree
Senior Specialist, FNA
Maersk —Pune, Maharashtra
- Full-time
- Microsoft Excel
- Microsoft Outlook
- ERP systems
Investment Ops Specialist
Principal Global Services —Pune, Maharashtra
- Full-time
- Hybrid work
- Microsoft Excel
- Basic math
- Microsoft Office
Analyst
SmartStream —Mumbai, Maharashtra
- Microsoft Excel
- Microsoft Office
- SQL
Trainee - Operations, SG Securities India (Mumbai)
Société Générale —Mumbai, Maharashtra
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
14d
Fund Servicing Associate II
JPMorganChase —Mumbai, Maharashtra
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
1d
State Street Markets Operations FS Reconciliations - Senior Associate
State Street —Mumbai, Maharashtra
- Full-time
- Microsoft Excel
- Finance
- Analysis skills
- Health insurance
1d
Core Operations - Senior Associate
State Street —Mumbai, Maharashtra
- Full-time
- Microsoft Excel
- Microsoft Office
- Bachelor's degree
- Health insurance
7d
Documentary Trade Operator, Analyst
Deutsche Bank —Mumbai, Maharashtra
- Full-time
- Microsoft Powerpoint
- Management
- Customer service
- Health insurance
Agency Lending (Inventory, Earnings/Billing & Client Reporting) Operations, Vice President
State Street —Mumbai, Maharashtra
- Full-time
- Finance
- Analysis skills
- Project management
Associate/Analyst, Fund Expense (Infra Debt)
Ares Management —Mumbai, Maharashtra
- Full-time
- Finance
- Analysis skills
- Bachelor's degree
Investment Performance Analysis
State Street —Mumbai, Maharashtra
- Full-time
- Microsoft Office
- Finance
- Master's degree
- Health insurance
- Flexible schedule
5d
Collections Support Specialist
Citi —Pune, Maharashtra
- Night shift
- Microsoft Access
- Microsoft Office
- Bachelor's degree
Securities Lending Inventory Management -Emerging Lead
State Street —Mumbai, Maharashtra
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Master's degree
- Health insurance
6d
AVP, Investment Operations (Loan Settlement)
Ares Management —Mumbai, Maharashtra
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Management
Senior Associate, Investment Operations (Middle Office)
Ares Management —Mumbai, Maharashtra
- Full-time
- Microsoft Office
- Finance
- Bachelor's degree
German Speaking - Banking Specialist Associate - Income & Corporate Actions
Avaloq —Pune, Maharashtra
- Full-time
- Hybrid work
- English
- Microsoft Office
- Analysis skills
Quick apply
Account Executive
Optellix Pvt Ltd —Kolhapur, Maharashtra
- ₹25,000 - ₹35,000 a month
- Full-time
- GAAP
- Accounting
- In-person
Quick apply
FX Confirmations & Settlements, Senior Associate
State Street —Mumbai, Maharashtra
- Full-time
- Microsoft Access
- Finance
- Master's degree
4d

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Compliance and Operations Head

FINNOVATE -
Mumbai, Maharashtra

Quick apply

Job details

Full-time
₹12,00,000 - ₹15,00,000 a year

Benefits

Health insurance
Paid time off

Qualifications

Wealth management
Microsoft Excel
Finance
Analysis skills
Bachelor's degree
Business Administration
Communication skills

Full job description

Job Overview: We are looking for a detail-oriented and proactive Compliance & Operations professional to manage regulatory compliance and operational processes for our SEBI-registered Investment Advisory (RIA) and Portfolio Management Services (PMS) business. The ideal candidate should have a strong understanding of SEBI regulations, operational workflows, documentation, and coordination with internal and external stakeholders.

Key Responsibilities:

Compliance:

Ensure compliance with SEBI regulations applicable to RIA and PMS businesses.
Prepare, review, and maintain statutory records, registers, and regulatory documentation.
Coordinate with auditors, compliance consultants, exchanges, custodians, and regulatory authorities.
Manage regulatory filings, disclosures, and periodic reporting within prescribed timelines.
Track regulatory updates and assist in implementing changes across the organization.
Monitor adherence to internal compliance policies, SOPs, and governance standards.
Support internal, statutory, and SEBI audits by providing necessary documentation and responses.

Operations:

Manage end-to-end client onboarding, KYC verification, and account opening documentation.
Coordinate with custodians, brokers, RTAs, banks, and other financial institutions for operational activities.
Ensure timely execution and reconciliation of investment transactions.
Maintain accurate client records, agreements, and operational documentation.
Prepare MIS reports, compliance reports, operational dashboards, and management reports.
Monitor operational risk and recommend process improvements to enhance efficiency. Resolve operational queries from internal teams and clients.

Documentation & Reporting:

Maintain agreements, client records, regulatory registers, and compliance documents.
Prepare monthly, quarterly, and annual compliance reports.
Ensure proper record retention in accordance with SEBI regulations.
Assist in drafting and updating internal policies, SOPs, and operational manuals.

Stakeholder Management:

Collaborate with Investment, Relationship Management, Finance, Legal, and Technology teams.
Coordinate with external vendors, custodians, consultants, and auditors for smooth business operations.

Desired Candidate Profile:

Bachelor’s degree in commerce, Finance, Business Administration, Law, or a related field.
3–7 years of experience in Compliance and Operations within Wealth Management, PMS, RIA, Mutual Funds, Broking, or Asset Management.
Good understanding of SEBI (Investment Advisers) Regulations and SEBI (Portfolio Managers) Regulations.
Knowledge of KYC, AML, FATCA, CKYC, and investor onboarding processes. Proficiency in MS Excel and reporting tools. Strong analytical, documentation, and problem-solving skills.
Excellent communication and stakeholder management abilities.
Ability to work independently and manage multiple priorities.

Preferred Experience:

Experience working in a SEBI-registered RIA or PMS organization.
Familiarity with compliance management systems and wealth management platforms.
Exposure to regulatory audits and compliance reporting.
Certifications such as NISM Investment Adviser (Level 1 & 2), NISM Series XXI-A/B, or other relevant certifications will be an added advantage.

Key Competencies:

Regulatory Compliance
Operations Management
Documentation & Record Management
Attention to Detail
Risk & Control Analytical Thinking
Stakeholder Management
Process Improvement
Time Management
Integrity & Confidentiality

Benefits on being a part of Finnovate:

➢ Health Insurance: Coverage including options for dependents.

➢ Paid Time off: Vacation days and holidays, allowing employees to take time off while still receiving pay.

➢ Parental Leave: Paid time off for new parents, including maternity, paternity, and adoption leave.

➢ Recognition and Incentives: Performance-based variable pay or recognition programs to reward employees for their contributions.

➢ Company Events and Celebrations: Company outings, team- building activities for bonding between team members

➢ Employee Recognition Programs: Awards, incentives, or bonuses for outstanding performance or tenure.

➢ Employee Referral Programs: Bonuses or incentives for referring qualified candidates who are hired by the company.

Working Days: Monday to Saturday (Alternate Saturdays off)

Working Time: 9.30 am to 6.30pm (Employees working on Sundays are eligible for a comp off)

Pay: ₹1,200,000.00 - ₹1,500,000.00 per year

Work Location: In person

Quick apply

Refine Your Search

custodian banks jobs in maharashtra

Compliance and Operations Head

Corporate Actions Analyst

Senior Specialist, FNA

Investment Ops Specialist

Analyst

Trainee - Operations, SG Securities India (Mumbai)

Fund Servicing Associate II

State Street Markets Operations FS Reconciliations - Senior Associate

Core Operations - Senior Associate

Documentary Trade Operator, Analyst

Agency Lending (Inventory, Earnings/Billing & Client Reporting) Operations, Vice President

Associate/Analyst, Fund Expense (Infra Debt)

Investment Performance Analysis

Collections Support Specialist

Securities Lending Inventory Management -Emerging Lead

AVP, Investment Operations (Loan Settlement)

Senior Associate, Investment Operations (Middle Office)

German Speaking - Banking Specialist Associate - Income & Corporate Actions

Account Executive

FX Confirmations & Settlements, Senior Associate

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