Investment Compliance Monitoring - Associate
Fidelity International —Gurugram, Haryana
- Full-time
- Bachelor's degree
- AI
- Communication skills
12d
Senior Manager - Regulated
Bank of America —Gurugram, Haryana
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Oracle
AI/ML Researcher
NK Securities —Gurugram, Haryana
- Research
- Master's degree
- Analysis skills
6d
Office Manager
SPR TRADERS —Delhi, Delhi
- ₹13,000 - ₹15,000 a month
- Full-time
- Microsoft Excel
- Customer service
- Administrative experience
Quick apply
10h
Executive | Python Application Support Engineer
Macquarie Group Limited —Gurugram, Haryana
- Full-time
- Remote
- DevOps
- SQL
- Linux
- Health insurance
- Paid time off
Quantitative Developer Intern
QuantGlobal —Noida Sector 62, Noida, Uttar Pradesh
- ₹10,000 - ₹15,000 a month
- Full-time
- Doctoral degree
- Computer Science
- Master's degree
- Health insurance
Quick apply
Trade Execution Specialist - Ag & Trading
Cargill —Gurugram, Haryana
- Microsoft Powerpoint
- Microsoft Word
- English
Business Development Manager (Waste Material Products & Recycling)
ESL —Noida, Uttar Pradesh
- ₹40,000 - ₹1,50,000 a month
- Full-time
- Master's degree
- Bachelor's degree
- Business Administration
Quick apply
Sales Head — Client Acquisition
Desvelado Advisory Pvt.Ltd. —Delhi, Delhi
- Up to ₹5,00,000 a year
- Full-time
- Sales
- English
- Research
- Cell phone reimbursement
- Paid sick time
Quick apply
4d
Senior Quantitative Trader
Graviton Research Capital LLP —Gurugram, Haryana
- C++
- Python
Quick apply
Team lead International BPO - Chargeback
Jagannath Traders —Gurugram, Haryana
- ₹50,000 - ₹60,000 a month
- Full-time
- Management
- Customer service
- English
- Health insurance
- Cell phone reimbursement
Quick apply
13d
Sr. Sales Executive- Vendor Solutions
Venqon Tech Private limited —Paschim Vihar, Delhi, Delhi
- From ₹20,000 a month
- Full-time
- Sales
- Business development
- In-person
Quick apply
Low Latency Software Developer (New Delhi)
Open Futures & Commodities —Delhi, Delhi
- Computer Science
- C++
- Computer networking
Bussiness Development Manager
Sensys Technology Ltd —Delhi, Delhi
- ₹25,000 - ₹35,000 a month
- Full-time
- Sales
- English
- Master's degree
Quick apply
Content & Community Lead — HawkGains
Hawk gains Trading pvt ltd —Gurgaon H.O, Gurugram, Haryana
- From ₹4,50,000 a year
- Full-time
- English
- In-person
- Communication skills
- Work from home
Quick apply
Senior Associate - Flexi Shift
Oxane Partners —Gurugram, Haryana
- Full-time
- Microsoft Excel
- Management
- PMP
Sales Executive for Plastic Raw Materials
Mittal Plaschem —Greater Faridabad, Faridabad, Haryana
- ₹20,000 - ₹50,000 a month
- Full-time
- Sales
- Customer service
- Business development
Quick apply
Senior Software Engineer
Oxane Partners —Gurugram, Haryana
- Full-time
- Java
- Master's degree
- SQL
Associate/Senior Associate
Oxane Partners —Gurugram, Haryana
- Full-time
- Microsoft Powerpoint
- Research
- Master's degree
Quantitative Developer (New Delhi)
Open Futures & Commodities —Delhi, Delhi
- Computer Science
- C++
- Computer networking

I want to receive the latest job alerts for trader in greater kailash ii delhi delhi

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

trader jobs near greater kailash ii delhi delhi

Devops Engineer jobs in Gurugram, Haryana

Business Development Manager jobs in Noida, Uttar Pradesh

Head Of Sales jobs in Delhi, Delhi

Quantitative Trader jobs in Gurugram, Haryana

Ai Ml Engineer jobs in Gurugram, Haryana

Office Manager jobs in Delhi, Delhi

Senior Accountant jobs in Mumbai, Maharashtra

Senior Sales Executive jobs in Delhi

Senior Sales Executive jobs in Ahmedabad, Gujarat

Senior Sales Executive jobs in Mangalore, Karnataka

Senior Lecturer,dental College, Mds jobs in Chennai, Tamil Nadu

Senior Sales Executive jobs in Rishikesh, Uttarakhand

Sales jobs in Rohini, Delhi, Delhi

Senior Citizens jobs in Delhi, Delhi

Bpo Executive jobs in Sahibzada Ajit Singh Nagar, Mohali, Punjab

Bpo Executive jobs in Jaipur, Rajasthan

Hindi Bpo jobs in Noida, Uttar Pradesh

Pharma, Purchase Executive jobs in Hyderabad, Telangana

Bpo Executive jobs in Noida Sector 62, Noida, Uttar Pradesh

Inbound Process, Bpo jobs in Kolkata, West Bengal

Investment Compliance Monitoring - Associate

Fidelity International -
Gurugram, Haryana

Apply Now

Job details

Full-time
12 days ago

Qualifications

Bloomberg
Bachelor's degree
System testing
Test cases
Data visualization
AI
Communication skills

Full job description

About the Opportunity

Job Type: Permanent

Application Deadline: 11 July 2026

Job Description

Title Investment Compliance Monitoring - Associate

Department General Counsel Shared Services

Location Gurgaon, India

Reports To Associate - Investment Compliance Monitoring

Level 2

We’re proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this? By working together - and supporting each other - all over the world. So, join our General Counsel Shared Services Team and feel like you’re part of something bigger.

General Counsel Shared Services

General Counsel (GC) is a trusted advisor to all parts of Fidelity International Limited (“FIL”), providing high-value independent advisory and assurance expertise through our specialist teams. GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management. GC Shared Services function is a global centre of expertise currently in Dalian and India, providing operational support and services to the General Counsel function.

Global Investment Compliance:

The Global Investment Compliance (GIC) function provides advice, support, oversight and challenge to teams across Fidelity’s Investment Solutions and Services (ISS) business. Stakeholders include portfolio managers, research analysts, trading desks, corporate finance, institutional teams and their respective support groups.

Investment Compliance Monitoring:

The Investment Compliance Monitoring team forms a crucial component of Global Investment Compliance department, with teams located in Japan, Hong Kong, London, and Gurgaon. Their primary role is to facilitate the implementation and continuous execution of surveillance activities across communication, trading, and other regulatory surveillance processes. This involves examining alerts, identifying potential market abuse or misconduct, escalating issues, supporting investigations, and strengthening surveillance controls. The team works closely with global stakeholders, aids in system testing and optimisation, and plays a key role in enhancing processes and maintaining thorough documentation.

About your role
You will be responsible for performing Compliance monitoring. This will include monitoring of communications (emails, Bloomberg messages, Zoom, Teams, Voice) of the firm’s investment professionals (e.g. traders, portfolio managers, research analysts), and monitoring to detect misconduct, market abuse, or behaviour that is not in accordance with the firm’s policies. In addition, there will be opportunities to perform other monitoring performed by the firm’s Investment Compliance function.

Key Responsibilities

Assist with the performance of periodic and recurring surveillance controls pertaining to FIL’s investment management and client brokerage activities;
Monitoring of electronic communications and trading activities using vendor and proprietary tools. This will primarily consist of reviewing exceptions and performing further investigation where required;
Assist with and lead data-driven deep dives and thematic reviews with relation to best execution, conduct of business, customer treatment & conflicts of interest, and market conduct;
Identify, escalate, resolve, track and report compliance exceptions in-line with internal policy and regulatory requirements;
Ongoing calibration and administration of the monitoring tools and production of management information and reports;
Participate in ongoing change management initiatives by contributing to planning, testing, and implementation of systems or procedural changes;
Monitor post-implementation performance and flag deviations or unintended consequences;
Act as a liaison between Compliance, Technology, and Business teams to ensure seamless adoption of changes;
Develop effective working relationships with other functional areas for timely receipt of information required for the completion of tasks;
Perform tasks within defined SLAs and assist in other projects or tasks, as required.

Experience and Qualifications Required

1-3 years of relevant experience in monitoring and surveillance within the financial services industry;
Bachelor of Business or Commerce preferred;
Highly motivated, able to think logically, critically and quickly, with an ability to plan, organise, co-ordinate and work well under pressure and remain motivated while completing routine tasks;
Excellent communication and interpersonal skills, with a track record of coordinating and working with teammates and stakeholders across multiple locations to deliver projects and deliverables;
Good understanding of concepts and practices relating to trading, investment management and research;
Familiarity with data visualisation tools and AI-enabled platforms would be an advantage;
Working knowledge of international regulatory frameworks and strong understanding of market abuse typologies;
Familiarity with designing systems testing plans and test cases, with a keen interest in emerging technologies.

Feel rewarded

For starters, we’ll offer you a comprehensive benefits package. We’ll value your wellbeing and support your development. And we’ll be as flexible as we can about where and when you work – finding a balance that works for all of us. It’s all part of our commitment to making you feel motivated by the work you do and happy to be part of our team. For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.

For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.

Apply Now

Refine Your Search

trader jobs in greater kailash ii delhi delhi

Investment Compliance Monitoring - Associate

Senior Manager - Regulated

AI/ML Researcher

Office Manager

Executive | Python Application Support Engineer

Quantitative Developer Intern

Trade Execution Specialist - Ag & Trading

Business Development Manager (Waste Material Products & Recycling)

Sales Head — Client Acquisition

Senior Quantitative Trader

Team lead International BPO - Chargeback

Sr. Sales Executive- Vendor Solutions

Low Latency Software Developer (New Delhi)

Bussiness Development Manager

Content & Community Lead — HawkGains

Senior Associate - Flexi Shift

Sales Executive for Plastic Raw Materials

Senior Software Engineer

Associate/Senior Associate

Quantitative Developer (New Delhi)

I want to receive the latest job alerts for trader in greater kailash ii delhi delhi

Explore jobs in more locations

About the Opportunity

Jobseeker tools

Employer Tools

Browse

Stay Connected