Delhi Compliance officer Jobs – 124 Open Jobs Today

Monitoring Compliance Officer
Crédit Agricole CIB —Delhi, Delhi
- English
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- Analysis skills
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Deloitte —Delhi
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Quick apply
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SK. Weldedmesh Pvt.Ltd. —Delhi
- ₹40,000 - ₹75,000 a month
- Full-time
- Medicine
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- Business development
- Cell phone reimbursement
Quick apply
7d
VP - Global Indian Premier RM
HSBC Global Services Limited —New Delhi District, Delhi
- Full-time
- English
- Bachelor's degree
- Computer networking
8d
Safety and environment trainer
HSE INTEGRO —Delhi, Delhi
- From ₹30,000 a month
- Full-time
- Bachelor's degree
- In-person
- Training & development
Quick apply
7d
Medical Officer
Crypto Mize —Delhi
- Full-time
- Medicine
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- Master's degree
Relationship Officer/ Relationship Manager
Vastu Housing Finance —Karol Bagh, Delhi, Delhi
- ₹2,00,000 - ₹3,00,000 a year
- Full-time
- Microsoft Office
- Bachelor's degree
- In-person
Quick apply
Senior Manager
The Education Alliance —Delhi, Delhi
- Full-time
- Bachelor's degree
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6d
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Tata Consultancy Services —Delhi
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Senior People Business Partner
AlphaSense —Delhi
- Master's degree
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TPA Head
Bansal Global Hospital —Jahangirpuri, Delhi, Delhi
- ₹20,000 - ₹40,000 a month
- Part-time
- Master's degree
- Bachelor's degree
- In-person
Quick apply
Company Secretary
Invokhr —Delhi
- Full-time
- Master's degree
Quick apply
Filed Executive
SPRS Solutions Private Limited —Delhi
- ₹16,000 - ₹40,000 a month
- Full-time
- Microsoft Word
- Bachelor's degree
- Driving
- Health insurance
Quick apply
Principal Relationship Manager
Standard Chartered —Dindarput, Delhi
- Sales
- Master's degree
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3d
Officer-Operations-Permanent Role
Artionis Germany GmbH —Delhi, Delhi
- ₹21,000 - ₹25,000 a month
- Full-time
- Microsoft Office
- Computer skills
- Typing
Quick apply
Officer-Supply Chain-Sales-CRE-Delhi - Videocon Towers-J1-J3
TATA Capital —Delhi
- Full-time
- Bachelor's degree
Specialist/ Assistant Manager
ROJMARG —Delhi, Delhi
- ₹6,00,000 - ₹8,00,000 a year
- Full-time
- Master's degree
- Bachelor's degree
- Team management
Quick apply
Resident Medical Officer
Max Healthcare —Shalimar Bagh, Delhi, Delhi
- Medicine
- Computer literacy
- B.Sc
6d
Principal Relationship Managers
Standard Chartered —Delhi, Delhi
- English
- Master's degree
- Bachelor's degree
- Health insurance
- Paid sick time
11h

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Monitoring Compliance Officer

Crédit Agricole CIB -
Delhi, Delhi

Apply Now

Job details

Qualifications

Test automation
English
Research
Analysis skills
Bachelor's degree
Investment banking

Full job description

Description du poste

Summary of the position:

You will be joining the Markets Regulatory Compliance Monitoring department, which is a critical function within CACIB, responsible for the identification, assessment, monitoring and reporting of the Bank’s compliance risks.

CPL:

Global Compliance (CPL)’s mission is to contribute to ensuring compliance of the activities and operations of the Bank and its employees with legislative and regulatory provisions as well as internal and external rules applicable to CACIB’s activities in matters of banking and financial activities, or which could lead to criminal sanctions, sanctions from regulators, disputes with clients and more broadly reputational risk.

Main duties:

Within the Compliance Monitoring team, you are mainly responsible for :

Assessing non-compliance risks by ensuring, through a risk-based approach, the proper application of financial market regulations, laws and codes;
Performing compliance monitoring controls and/or spot checks
Carry out compliance checks on MiFID, EMIR, ESMA, SFTR, PRIIPS, DFA regulations;
Participate in the completion of the Compliance monitoring control plan: each Compliance Controller shall execute his/her controls and fill the related results into the dedicated spreadsheet;
Participate in the control framework of employees who fall in scope of the DFA registration and register them within the CACIB AP list, maintain this list on a day-to-day basis and monitors it through monthly controls.
Perform periodic consolidated reports, Key Production Indicators, and Management Indicators from the global Local Compliance Network, with a focus on Market activities monitoring.
Participate in the consolidation of stakeholders’ contributions and communication of the finalized support to GMRC management.

Critères de candidature
Date de prise de fonction
03/09/2024
Poste avec management
Non
Niveau d'étude minimum
Bac + 3 / L3
Formation / Spécialisation
Candidate's Educational Qualification and Professional Experience:Minimum Bachelor’s degree (or equivalent) engineering school, business school, university courses, Law, or a senior position in market middle or Back officeA minimum of 3 years / 5 years of professional experience.
- Corporate and Investment Banking business experience;- A certain level of sensitivity to test automation and data engineering solutions- Knowledge / past experience in controls;
Niveau d'expérience minimum
3 - 5 ans
Compétences recherchées
Candidate's Skills and Competencies: Type of professional experience: experience in the Financial Markets environment is expected for this position in, Middle, Back-office or a specialist of controls such as a Permanent Controller or an Auditor Business skills : - Knowledge of market activities, products and processes ;
- Knowledge of some regulations such as MiFID, DFA, financial code (Global FX code, FMSB); Soft-Skills : - Excellent analytical and research skills;

Clarity and precision of written and oral communications;
Ability to work in a team and with the business ;
- Ability to listen and synthesize IT Tools: - Mastery of main IT tools (Pack-Office) Languages: - Fluent English required

Entreprise Crédit Agricole CIB
Rejoignez les équipes de Crédit Agricole CIB, la banque de financement et d'investissement du groupe Crédit Agricole, 10e groupe bancaire mondial en taille de bilan*.

Nous accompagnons les grandes entreprises et institutions financières dans leur développement et le financement de leurs projets. Pionniers dans la finance responsable, l'engagement social et environnemental sont au cœur de nos activités.

Intégrer nos équipes c'est contribuer au développement d'une économie durable.

Vous évoluerez dans un environnement multiculturel, à la fois dynamique et stimulant, dans lequel vous serez encouragé à innover et partager vos idées.

Nous sommes une entreprise qui accompagne ses collaborateurs tout au long de leur parcours. Vous pourrez y développer vos compétences et accéder aux larges opportunités de carrière qu'offrent la diversité de nos métiers et nos 30 implantations internationales.

Notre culture repose sur la force du collectif et l'esprit d'ouverture, où chacun est responsabilisé et valorisé.

En agissant chaque jour dans l'intérêt de la société, Crédit Agricole CIB s'inscrit dans les valeurs du groupe qui est engagé en faveur des diversités et de l'inclusion et qui place l'humain au cœur de toutes ses transformations. Tous nos postes sont ouverts aux personnes en situation de handicap.

Vous souhaitez prendre part à notre mission ? Rejoignez nos équipes !

The Banker, Juillet 2025

Apply Now

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compliance officer jobs in delhi

Monitoring Compliance Officer

Deputy Manager | Income Tax Laws | Delhi | Business Tax

Senior Manager Finance

Business Development Manager (BDM) – North India

VP - Global Indian Premier RM

Safety and environment trainer

Medical Officer

Relationship Officer/ Relationship Manager

Senior Manager

Gen AI resource

Senior People Business Partner

TPA Head

Company Secretary

Filed Executive

Principal Relationship Manager

Officer-Operations-Permanent Role

Officer-Supply Chain-Sales-CRE-Delhi - Videocon Towers-J1-J3

Specialist/ Assistant Manager

Resident Medical Officer

Principal Relationship Managers

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