Mumbai Maharashtra Operations consultant Jobs – 906 Open Jobs Today

Compliance and Operations Head
FINNOVATE —Mumbai, Maharashtra
- ₹12,00,000 - ₹15,00,000 a year
- Full-time
- Microsoft Excel
- Finance
- Analysis skills
- Health insurance
- Paid time off
Quick apply
8d
MIS Executive Simplifying life with comprehensive solutions
Skyleaf Consultants —Mumbai, Maharashtra
- ₹7,00,000 - ₹12,00,000 a year
- Full-time
- Microsoft Excel
- Oracle
- ERP systems
Executive Assistant to the CEO / Operations Support Coordinator - Mumbai, India
DentistFind —Mumbai, Maharashtra
- Online application
- Remote
- CRM software
- PMP
- English
Quick apply
Associate, Founder's Office
Festivals From India —Mumbai, Maharashtra
- ₹50,000 a month
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
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Graduate freshers - BPO
ENHANCE PLUS CONSULTANT —Mumbai, Maharashtra
- ₹20,000 - ₹23,000 a month
- Overnight shift
- English
- Bachelor's degree
- Travel
- Commuter assistance
- Health insurance
Quick apply
2d
Retail Operations Head Fashion and lifestyle retail innovators
Skyleaf Consultants —Mumbai, Maharashtra
- ₹40,00,000 - ₹70,00,000 a year
- Full-time
- Customer service
- Master's degree
- Analysis skills
- Flexible schedule
Program Manager
Sol's ARC —Mumbai, Maharashtra
- ₹70,000 - ₹80,000 a month
- Microsoft Excel
- English
- Master's degree
Manager Accounts
Pentagon Events —Mumbai, Maharashtra
- ₹50,000 - ₹1,00,000 a month
- Full-time
- Microsoft Office
- Analysis skills
- Accounting
Quick apply
Consultant | D365 F&O - Functional SCM | Mumbai | Emerging ERP Solutions
Deloitte —Mumbai, Maharashtra
- Engineering
- Bachelor's degree
9d
Financial Analyst
New Berry Capitals Private Limited —Mumbai, Maharashtra
- ₹40,000 - ₹60,000 a month
- Full-time
- Microsoft Excel
- Research
- Finance
Quick apply
Head of Operations Guilt-free indulgence desserts company
Skyleaf Consultants —Mumbai, Maharashtra
- ₹24,00,000 - ₹30,00,000 a year
- Full-time
- Master's degree
- Bachelor's degree
- Communication skills
Team Leader - Operations
Enhanceplus Consultants —Airoli, Navi Mumbai, Maharashtra
- ₹50,000 - ₹55,000 a month
- Full-time
- Customer service
- English
- Business development
Quick apply
Process Advisory Consultant ( Junior Level)
BNC Global —Mumbai, Maharashtra
- ₹10,00,000 - ₹12,00,000 a year
- Full-time
- Finance
- Master's degree
- Analysis skills
Quick apply
Team Leader - Operations
ENHANCE PLUS CONSULTANT —Mumbai, Maharashtra
- ₹4,00,000 - ₹7,00,000 a year
- Full-time
- Microsoft Powerpoint
- Customer service
- Microsoft Office
Quick apply
2d
HR Manager (No Freshers)
Fandom Ecosystem Pvt Ltd —Goregaon East, Mumbai, Maharashtra
- ₹30,000 - ₹50,000 a month
- Full-time
- Human resources
- Recruiting
- In-person
- Cell phone reimbursement
- Paid sick time
Quick apply
1d
Process Advisory Consultant (Junior & Senior Level)
BNC Global —Mumbai, Maharashtra
- ₹10,00,000 - ₹25,00,000 a year
- Full-time
- Finance
- Master's degree
- Analysis skills
Quick apply
Analyst, Global Operations
Russell Investments —Mumbai, Maharashtra
- Full-time
- Microsoft Excel
- Finance
- Bachelor's degree
AVP Supply chain Inspiring beauty retail innovator platform
Skyleaf Consultants —Mumbai, Maharashtra
- ₹45,00,000 - ₹60,00,000 a year
- Full-time
- Master's degree
- Analysis skills
- Bachelor's degree
ASSOCIATE BUSINESS CONSULTANT
Deflytics —Mumbai, Maharashtra
- Remote
- Finance
- Analysis skills
- Bachelor's degree
HR Manager (Cold Chain Logistics & Warehousing)
Adhaan Hiring Edge Solution Pvt Ltd —Kurla West, Maharashtra
- ₹10,00,000 - ₹15,00,000 a year
- Full-time
- Microsoft Excel
- Master's degree
- Team management
Quick apply

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Compliance and Operations Head

FINNOVATE -
Mumbai, Maharashtra

Quick apply

Job details

Full-time
₹12,00,000 - ₹15,00,000 a year
8 days ago

Benefits

Health insurance
Paid time off

Qualifications

Wealth management
Microsoft Excel
Finance
Analysis skills
Bachelor's degree
Business Administration
Communication skills

Full job description

Job Overview: We are looking for a detail-oriented and proactive Compliance & Operations professional to manage regulatory compliance and operational processes for our SEBI-registered Investment Advisory (RIA) and Portfolio Management Services (PMS) business. The ideal candidate should have a strong understanding of SEBI regulations, operational workflows, documentation, and coordination with internal and external stakeholders.

Key Responsibilities:

Compliance:

Ensure compliance with SEBI regulations applicable to RIA and PMS businesses.
Prepare, review, and maintain statutory records, registers, and regulatory documentation.
Coordinate with auditors, compliance consultants, exchanges, custodians, and regulatory authorities.
Manage regulatory filings, disclosures, and periodic reporting within prescribed timelines.
Track regulatory updates and assist in implementing changes across the organization.
Monitor adherence to internal compliance policies, SOPs, and governance standards.
Support internal, statutory, and SEBI audits by providing necessary documentation and responses.

Operations:

Manage end-to-end client onboarding, KYC verification, and account opening documentation.
Coordinate with custodians, brokers, RTAs, banks, and other financial institutions for operational activities.
Ensure timely execution and reconciliation of investment transactions.
Maintain accurate client records, agreements, and operational documentation.
Prepare MIS reports, compliance reports, operational dashboards, and management reports.
Monitor operational risk and recommend process improvements to enhance efficiency. Resolve operational queries from internal teams and clients.

Documentation & Reporting:

Maintain agreements, client records, regulatory registers, and compliance documents.
Prepare monthly, quarterly, and annual compliance reports.
Ensure proper record retention in accordance with SEBI regulations.
Assist in drafting and updating internal policies, SOPs, and operational manuals.

Stakeholder Management:

Collaborate with Investment, Relationship Management, Finance, Legal, and Technology teams.
Coordinate with external vendors, custodians, consultants, and auditors for smooth business operations.

Desired Candidate Profile:

Bachelor’s degree in commerce, Finance, Business Administration, Law, or a related field.
3–7 years of experience in Compliance and Operations within Wealth Management, PMS, RIA, Mutual Funds, Broking, or Asset Management.
Good understanding of SEBI (Investment Advisers) Regulations and SEBI (Portfolio Managers) Regulations.
Knowledge of KYC, AML, FATCA, CKYC, and investor onboarding processes. Proficiency in MS Excel and reporting tools. Strong analytical, documentation, and problem-solving skills.
Excellent communication and stakeholder management abilities.
Ability to work independently and manage multiple priorities.

Preferred Experience:

Experience working in a SEBI-registered RIA or PMS organization.
Familiarity with compliance management systems and wealth management platforms.
Exposure to regulatory audits and compliance reporting.
Certifications such as NISM Investment Adviser (Level 1 & 2), NISM Series XXI-A/B, or other relevant certifications will be an added advantage.

Key Competencies:

Regulatory Compliance
Operations Management
Documentation & Record Management
Attention to Detail
Risk & Control Analytical Thinking
Stakeholder Management
Process Improvement
Time Management
Integrity & Confidentiality

Benefits on being a part of Finnovate:

➢ Health Insurance: Coverage including options for dependents.

➢ Paid Time off: Vacation days and holidays, allowing employees to take time off while still receiving pay.

➢ Parental Leave: Paid time off for new parents, including maternity, paternity, and adoption leave.

➢ Recognition and Incentives: Performance-based variable pay or recognition programs to reward employees for their contributions.

➢ Company Events and Celebrations: Company outings, team- building activities for bonding between team members

➢ Employee Recognition Programs: Awards, incentives, or bonuses for outstanding performance or tenure.

➢ Employee Referral Programs: Bonuses or incentives for referring qualified candidates who are hired by the company.

Working Days: Monday to Saturday (Alternate Saturdays off)

Working Time: 9.30 am to 6.30pm (Employees working on Sundays are eligible for a comp off)

Pay: ₹1,200,000.00 - ₹1,500,000.00 per year

Work Location: In person

Quick apply

Refine Your Search

operations consultant jobs in mumbai maharashtra

Compliance and Operations Head

MIS Executive Simplifying life with comprehensive solutions

Executive Assistant to the CEO / Operations Support Coordinator - Mumbai, India

Associate, Founder's Office

Graduate freshers - BPO

Retail Operations Head Fashion and lifestyle retail innovators

Program Manager

Manager Accounts

Consultant | D365 F&O - Functional SCM | Mumbai | Emerging ERP Solutions

Financial Analyst

Head of Operations Guilt-free indulgence desserts company

Team Leader - Operations

Process Advisory Consultant ( Junior Level)

Team Leader - Operations

HR Manager (No Freshers)

Process Advisory Consultant (Junior & Senior Level)

Analyst, Global Operations

AVP Supply chain Inspiring beauty retail innovator platform

ASSOCIATE BUSINESS CONSULTANT

HR Manager (Cold Chain Logistics & Warehousing)

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